Resources

The giving and receiving of gifts and entertainment have the possibility to be perceived as a conflict of interest. It is important that organizations review their practices and implement a code of conduct where they can improve training, compliance monitoring, attestation, reporting and manage closely the risks. This report provides a deeper look... read more

Learn how CompatibL Technologies enables customers to embrace these technologies by downloading our Cloud Adoption Report, published by Risk.net. Discover how companies can move their enterprise applications to the cloud, how CompatibL can reduce the infrastructure costs of CompatibL Risk Cloud deployment in the AWS and Azure cloud, and how it... read more

The UK Financial Conduct Authority issued a letter to the CEOs of UK regulated financial institutions providing guidance on how to navigate the challenges of coronavirus. This has been interpreted by some national newspapers to mean that identity checks can be done with selfies. This is not true. Identity checks completed via selfie are an open... read more

In the midst of the COVID-19 pandemic, health and business-related fears are at the forefront of everyone’s minds. Kyriba has already activated our Global Crisis and Regional Incident Management teams to ensure consistent monitoring of the spread and impact of the virus in an effort to keep our employees safe and deliver uninterrupted service to... read more

With each passing year, technology evolves and changes the world around us. 2019 is no different: this year, Google is 21, Amazon is 25, and some might argue they have changed the face of technology, and how we use it, forever. Another potent force that shaped the world of IT and commerce for decades – COBOL – enjoys its diamond anniversary... read more

FundCount's integrated portfolio and partnership accounting software supports the different reporting requirements of Beacon Fund Services' onshore and offshore entities. The software handles the full range of security types and offers a fully integrated real-time general ledger that ensures accurate, consolidated information for analysis and... read more

Global pandemics were not on risk-radars until the COVID-19 arrival and cash is now more important than ever for business survival and recovery planning. Accurate cash flow forecasting, modelling and consolidated liquidity visibility are essential survival criterion. Read more from our new blog. read more

Bank of Luxemburg knew that a change of core software vendors would be a difficult process, full of data issues. NXTsoft was able to quickly access and correct them, provided extensive support and was incredibly responsive to the bank’s requests. NXTsoft protected the bank’s interests throughout the entire process - and the data was... read more

The SEC DeskTop provides a fully-integrated workflow for international Rule 15a-6 / Chaperoned research compliance. International financial institutions may email in a research report which will then be reviewed, indexed and archived as required by both SEC Rule 15a-6 and SEC Rule 17a-4. read more