Webinar | Managing Conduct Risk and protecting against Market Abuse

28 May 2020
Date submitted
28 May 2020
Resource type
Other
File type
Web page Web page
Join MCO and Gowling WLG experts Sushil Kuner and Ian Mason, for a discussion of crucial aspects of Conduct Risk and Market Abuse mitigation. The agenda includes:

FCA's 5 Conduct Risk Questions Programme
What are the Conduct Risk Drivers?
What should a good Conduct Risk Framework include?
The impact of Covid-19 on Conduct Risk
What is market abuse and why does it matter?
The heightened risks of market abuse arising from Covid-19
The FCA toolkit for market abuse
Current Enforcement trend
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