As the June 30 deadline approaches, the SEC has indicated that they have no plans to defer Regulation Best Interest as part of their response to the COVID-19 crisis. Firms must be ready to comply even as they deal with trying to conduct business as usual in a climate of flux and uncertainty.
Join Paul Murdock and Gus Macedo from MCG Consulting for practical guidance on what broker dealers and investment advisors need to know right now about Reg BI.
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