Leveraging the DataParser software which already captures Teams, Skype and other Office 365 content, 17a-4 has developed a Microsoft Compliance Policy interface with a Lock Auditor feature. The application is used to confirm all the retention policies set up in Office 365’s Security & Compliance Center and verify that the Preservation Lock feature is turned on.
About 17a-4, llc
17a-4, llc provides regulated clients with consulting services and software to assist in compliance with SEC Rule 17a-4, Rule 204-2 FINRA 3110 and other financial regulations. 17a-4, llc provides a number of products and services including Designated 3rd Party (Rule 17a-4(f)(3)(vii)), eDisclaimer and configuration of Microsoft’s O365 for non-erasable compliance (Preservation Lock).