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MyComplianceOffice North America Office Head Office

535 Fifth Avenue, 4th Floor
New York
NY
US

MyComplianceOffice Europe Office

2C Avonbeg, Long Mile Road
Dublin
IE

MyComplianceOffice Asia-Pacific Office

410 North Bridge Road
Singapore
SG

Telephone

35314247136

Contact

John Kearney
[email protected]

Deal Review Compliance

It’s important to manage potential conflicts of interest in investment banking deals. Control rooms or compliance departments need a proactive way to manage this process. MCO provides an effective way for firms to review investment banking deals, evaluate potential conflicts, define the associated restrictions, as well as capture the compliance review for auditing, regulatory and reporting needs. This comprehensive solution can also audit the communication by the control room/compliance review team to the deal team members, including required disclosures.

Deal Review Management is a component of our Know Your Transactions (KYT) platform which is used to address restricted trading, market manipulation, insider trading, customer suitability, fund mandate, anti-money laundering and other conflict scenarios.

View other products from MyComplianceOffice

Employee Compliance

MyComplianceOffice is a fully integrated platform that provides transparency into an employee’s conduct risk profile. Using the same underlying master data sets, it provides an unprecedented level of risk control. Manage the company's code of conduct activities and mitigate misconduct risk across multiple business areas with one, fully integrated solution. Our KYE suite for employee …

MCO Essentials - Small Firm Compliance

Small firms often lack the resources to efficiently and effectively meet compliance obligations, but no firm gets a pass from regulatory scrutiny, regardless of size. That’s where MCO Essentials can help. Designed to meet the needs of small enterprises with less than 50 employees, MCO Essentials provides firms with a cost-effective and easy-to-use solution that …

Gifts, Entertainment and Hospitality Compliance

MCO's Gift, Entertainment and Hospitality (GEH) is the most comprehensive solution for monitoring employee gifts, meals, entertainment, travel and hospitality activities available today.  Automation with GEH helps to mitigate misconduct risk and drive a culture of compliance across the organization. Our Gift, Entertainment and Hospitality Compliance Solutions have huge benefits to organizations, including: Integration with …