RegFlex: Trade Reporting and Compliance Engine (TRACE)

Inforalgo is a middleware connectivity and integration specialist. We have been uniquely positioned to offer financial institutions, trading venues and data providers assistance with several regulatory reforms taking place in the market from 2017 to 2021. Most noticeably the FINRA rule changes for US Treasury Reporting and MiFID II compliance. Being central to data integration, Inforalgo are able to capture data sets required to drive reporting and reduce friction caused by fragmented data silos. Inforalgo already support TRACE reporting via Bloomberg and adhere to the 15 minute reporting time scale for Corporate Bonds but with RegFlex having the ability to go directly to FINRA TRACE applying logic to understand trades before submitting, all in near real time.

We can offer you support in: 

CTCI Migration - FINRA members currently reporting to TRACE and ORF via the CTCI protocol will have to migrate to using FIX by February 3rd 2020 if they want to continue to enjoy the benefits of automated transaction reporting. For those without FIX expertise, dedicated connectivity and FIX technology, this might seem like a daunting task.

RegSTP Automation - FINRA members currently reporting to TRACE and ORF via the CTCI protocol will have to migrate to using FIX by February 3rd 2020 if they want to continue to enjoy the benefits of automated transaction reporting. For those without FIX expertise, dedicated connectivity and FIX technology, this might seem like a daunting task.

For more information please visit: https://inforalgo.com/applications/finra-trace/ or contact our teams on sales@inforalgo.com 

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Tags:
CAT, consolidated audit trail, FINRA, FINRA TRACE, regulatory reporting, MIFIID, SFTR, 606, SEC, EMIR, APA, real time regulatory reporting