Effective compliance and supervision is critical to both market stability and integrity. As firms begin to merge and consolidate, further challenges continue to grow. The increased diversity of activities in which firms engage may raise potential conflicts, which, if not detected, can be misused without appropriate controls.
Complinets Inaugural New York Customer Summit will seek to address the latest hot topics in the industry. Heated panel discussions, case studies and live interviews will allow you to gain a valuable insight into building strong and effective compliance programs throughout your organization.