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Massachusetts Head Office

200 Brickstone Sq.




Nick Berents
[email protected]


At NewRiver, our business is helping financial firms transition from paper to electronic disclosure – reducing compliance costs and risk while improving operations and increasing revenue.

Mission Statement

What if you could …
• Have all the documents and data to complete transactions
for mutual funds, variable products, ETFs, and UITs with a
single source that guarantees compliant information?
• Give your advisors the ability to complete sales for any
fund CUSIP, in half the time, and without compliance risk?
• Cut the cost of first-dollar prospectus delivery by 60-80%
– saving paper, postage, and trees?
• Implement a summary prospectus solution – including
website permalinks to the statutory prospectus and
other compliance documents – without the need to
“build it yourself”?


NewRiver, Inc. is the single document and data solution for financial services, including the summary prospectus.


NewRiver provides industry-leading ASP services through a unique combination of financial services expertise, patented process technology, and client-focused business solutions. That’s why clients rely on NewRiver to help better manage compliance, decrease operational business costs, increase employee productivity, and enhance investor relationships with timely, accurate information.

NewRiver offers these best practice solutions to:
– Retirement Plan Providers and Recordkeepers
– Variable Annuity Providers
– Brokerage Firms
– Mutual fund issuers


David Brown, Chief Technology Officer and Vice President, Technology and Operations
Leonard D. Driscoll, Chief Client Officer
Rajiv Malhotra, Country Head, India