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Product list
Mutual Funds ComplianceWhat is "Mutual Funds Compliance" ?Software and services that focus on all aspects of mutual funds compliance with federal securities laws, advisory contracts and fund prospectuses.
There are 14 products/services in the list.
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Vendor: InvestTech Systems Consulting
Founded in 1993, InvestTechs professional resources bring together significant knowledge in investments, technology, available software applications and their providers, and practical technology ...
Tags: System Selection and Implementation Vendor: NewRiver Inc.
The industry's only Web-based data and desktop solution sourced daily from SEC's EDGAR database. FundPOINT Suite ensures brokerage firms, retirement plan providers, service providers, and insurance ...
Tags: 22c-2 market timing share class data SEC EDGAR Vendor: NewRiver Inc.
Prospectus Express® is the industry's only Web-based SEC-compliant data warehouse and summary prospectus solution providing investor access to an online library of compliance documents ...
Tags: summary prospectus; 404c; E-delivery; compliance; document fulfillment; SEC EDGAR updates Vendor: Princeton Financial Systems LLC
MIG21
®
optimizes and automates pre-trade and post-trade compliance ...
Tags: Asset Management, Compliance, Operational Risk Management Vendor: Princeton Financial Systems LLC
eMIG21 is an Internet application hosting service designed specifically for investment management ...
Tags: Portfolio Management & Accounting Software Vendor: Princeton Financial Systems LLC
Global Compliance with LawCards
Investment regulations differ in each financial jurisdiction. ...
Tags: Global Compliance, Regulations Vendor: SourceSentry, Inc.
OneComply provides comprehensive support for mutual fund firms by supporting 206 (4)-7 rules and the ...
Vendor: Envision Financial Systems, Inc.
The Envision Clarity Compliance Solution to SEC Rule 22c-2 goes far beyond the basics to provide ...
Vendor: AtosWorldline
Apollo FCO is a rules based pre and post trade compliance engine. Specific kits for regulatatory ...
Vendor: 3d Investments Limited
Single website solution gives access to UK investment regulations & anti money laundering documents. ...
Vendor: TPG Software Inc.
TPG’s Portfolio Genius system offers you the functionality to manage, account for and report on ...
Vendor: SalesFocus Solutions
MARS identifies potential improper trading and market timing activity, addresses SEC Rule 22c-2 ...
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