Mutual Funds Compliance

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Software and services that focus on all aspects of mutual funds compliance with federal securities laws, advisory contracts and fund prospectuses.

15 Products match your filters: expand/reduce filters
Company: SAGE SA
Prospero is a suite of solutions precisely fitted to the needs of specific segments of the financial services industry. Even with today’s standardized and regulated financial environment; each bank, each financial institution remains different. With Prospero’s unique flexibility, we cover your exact needs—from medium to large firms, from simple to complex financial products and ... read more
Founded in 1993, InvestTechs professional resources bring together significant knowledge in ... read more
MIG21 optimizes and automates pre-trade and post-trade compliance ... read more
eMIG21 is an Internet application hosting service designed specifically for investment management ... read more
Global Compliance with LawCards Investment regulations differ in each financial jurisdiction. ... read more
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