Whitepapers

/collatthumbs/10968.jpg

Increasing Speed and Convenience with Corporate Retirement Plan Onboarding

11th March 2020

For new corporate retirement plan business, retirement plan providers and consultants have a lengthy process of gathering up sold case paperwork and plan transition data. Current workflow requires sold case paperwork to be completed and signed by multiple parties (ex: administrators and trustees) who are often in different locations. The process... read more

Credit Risk & Risk & IFRS 9

11th March 2020

Company: Path Solutions
IFRS 9 is one of the most challenging standards in terms of human expertise, data requirements, and infrastructure needs. It is part of the “Big 3” – the three new difficult standards that need to be executed: 1. IFRS 9 Financial Instruments 2. IFRS 15 Revenues from Contracts with Customers 3. IFRS 16 Leases. Download today to find out why... read more

How Compliance Technology is leading e-Discovery

3rd March 2020

Company: 17a-4, llc
Article in WestLaw describes how the tools that compliance uses to comply with supervisory regulations such as FINRA 3110 complement the legal's team's requirements for eDiscovery. The partnership - compliance and legal - together have complementary responsibilities but sharing a legal risk-management strategy can prevent many eventual legal... read more

A Look at Cybersecurity in 2020: Your Questions Answered

28th February 2020

Company: NXTsoft
With data breaches constantly in the news, NXTsoft discusses best practices to protect your business from cyber threats, different protection options and how to respond to cybersecurity issues. Featuring Jason Asbury, President of NXTsoft’s ThreatAdvice Platform. read more
/collatthumbs/10926.jpg

Financial Services: Competing in Customer Experience

20th February 2020

Company: DataMotion, Inc.
Customer experience matters! Read about how a Secure Message Center solution provides an improved customer experience, and works well with existing infrastructure or as part of a new client services portal, mobile app – or as a contact center or CRM upgrade. As a leading provider of data privacy and security solutions, DataMotion has earned a... read more
/collatthumbs/10920.jpg

Boosting Digital Signature Adoption in Complicated Workflows

18th February 2020

Digital signature has become widely accepted as a valid form of signature today. A primary benefit of digital signature is convenience in that users can sign documents from any location, on any device. However, when complex documents require explanation and assistance prior to signing or the signature is only one part of a multi-step process,... read more
/collatthumbs/10912.jpg

MIFID 2 and MIFIR - Trapets' take on the regulations

18th February 2020

Company: Trapets AB
White paper on Trapets' take on the MIFID 2 and MIFIR regulations and its implications for the finance industry. read more
/collatthumbs/10911.jpg

White Paper - MAR (Market Abuse Regulation)

18th February 2020

Company: Trapets AB
Want to know more about MAR (Market Abuse Regulation) and its effects on the detection and reporting of market abuse and market manipulation? Download our white paper, written by Trapets' Head of Outsourced Trading Surveillance, Peter Nylén (former senior investigator at FI, Sweden's financial supervisory authority). read more
/collatthumbs/10904.jpg

Winning the Digital Customer Relationship Game for Banks and Credit Unions

11th February 2020

A key challenge for banks and credit unions is being able to deliver a positive customer experience across branch, phone and online/digital channels. Customers today want to choose how they interact with their financial institution and they expect the same level of access across all channels. Further, bank executives have a strong desire to grow... read more
/collatthumbs/10899.jpg

Payment Fraud Ebook (OpusCapita)

5th February 2020

Company: OpusCapita
Are your cash outflows safe from fraud? Mitigating fraud and risks in the corporate payment process In this ebook, you'll learn best practices for mitigating the risk of fraud in corporate payment processes. We'll cover: * Both external and internal risks * Secure user right management * Safety of the technology foundation * Proactive approach:... read more