Whitepaper: the Consolidated Audit Trail

07 Feb 2018
Date submitted
07 Feb 2018
Resource type
White paper
File type
Web page Web page
The U.S. Securities and Exchange Commission’s (SEC) Consolidated Audit Trail (CAT) is the latest effort to increase the transparency of capital markets trading while ensuring competition and fair customer treatment. Similar to many other regulatory efforts, the CAT involves shifting timelines and large changes in technology, operations, and processing flows.

This whitepaper explores how firms can turn these compliance challenges into advantages.
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