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Regulatory Client Outreach & The Path to Compliance

Given the number of new – and enhancements to existing – regulations planned over the next few years, financial institutions will come under increasing pressure. In this paper, we explore the core operational and internal challenges that currently make the process of Regulatory Client Outreach a logistical nightmare for financial institutions. We also propose a

  • Editorial Team
  • August 14, 2017
  • 1 minute

Given the number of new – and enhancements to existing – regulations planned over the next few years, financial institutions will come under increasing pressure.

In this paper, we explore the core operational and internal challenges that currently make the process of Regulatory Client Outreach a logistical nightmare for financial institutions. We also propose a best practice approach to regulatory client outreach by automating certain aspects of the client management process.

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