Resources

Azul Systems Announces Strategic Growth Equity Investment by Vitruvian Partners

4th March 2020

Azul Systems (Azul), the leader in Java runtimes, today announced it has signed a definitive agreement with London-based Vitruvian Partners and New York-based Lead Edge Capital to make a majority investment in the company. Vitruvian is a leading growth equity firm with global presence. Azul will continue to operate independently and be managed by... read more

Rule 17a-4 Compliance for Algorithmic Trading and Robo Advising Software

3rd March 2020

Company: 17a-4, llc
We are seeing an increased regulatory focus on the preservation of trading and robo advising algorithms. For instance, if a robo advisor advises a particular purchase, the code behind that recommendation needs to be retained and available if called upon by a regulator. Software developers have systems but often the question as to what code was... read more

How Compliance Technology is leading e-Discovery

3rd March 2020

Company: 17a-4, llc
Article in WestLaw describes how the tools that compliance uses to comply with supervisory regulations such as FINRA 3110 complement the legal's team's requirements for eDiscovery. The partnership - compliance and legal - together have complementary responsibilities but sharing a legal risk-management strategy can prevent many eventual legal... read more
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Say goodbye to spreadsheets (Part 1)

3rd March 2020

Company: Analyste
Treasury & finance continue to experience issues with their cash flow forecasting. Unsurprisingly, more than half of the market still use spreadsheets to execute this business-critical function. The million-dollar question is, why? read more
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Video: RegXone - Resolving reporting, enabling compliance

2nd March 2020

Regulatory reference data from Euromoney TRADEDATA minimises the risk associated with non-compliant transaction reporting; allows middle and back offices to focus on other areas of business management and reduces the cost and impact of maintaining internal regulatory database siloes. For more information go to:... read more
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Asset Finance Solutions

2nd March 2020

Company: Cashfac
We offer a full suite of functionality to help Asset Finance companies improve the efficiency and effectiveness of their cash operations. read more
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The National Bank of Canada Accelerates Deployments at Scale

2nd March 2020

Company: Murex
Murex was proud to contribute to this NBC case study highlighting the benefits of moving MX.3 to the cloud. It underlines how, for numerous Murex projects running at NBC, AWS accelerates deployments at scale, which allows for increased flexibility and scalability. Moreover, this case study highlights the other benefits customers can get by moving... read more

A Look at Cybersecurity in 2020: Your Questions Answered

28th February 2020

Company: NXTsoft
With data breaches constantly in the news, NXTsoft discusses best practices to protect your business from cyber threats, different protection options and how to respond to cybersecurity issues. Featuring Jason Asbury, President of NXTsoft’s ThreatAdvice Platform. read more
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Data-Driven Risk Reduction Ebook

28th February 2020

Company: DirectID
Financial institutions calculating customer’s credit risk have long had significant hurdles to clear in order to accurately and proportionately define a customer’s credit risk. This has never been as critical an issue as it is now, with new regulations being brought in, and existing regulations beefed up, to ensure that KYC, AML, fraud,... read more
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DirectID Categorisation Engine Product Sheet

28th February 2020

Company: DirectID
Our engine allows for the processing of data direct from an individual’s current account, or the passing of custom data sets. We then use cloud-based Machine Learning and Big Data Analytics algorithms to obtain deeper insights from transaction data, providing you with accurate and automated transaction enrichment. read more