Leveraging Microsoft's Azure Analytics for FINRA 3110 Supervision

by 17a-4, llc | Brochure / Fact Sheet

17a-4’s DataParser integrates with Microsoft’s Text Analytics API to provide advanced natural language processing over raw text and includes three main functions: sentiment analysis, key phrase extraction, and language detection. The design of the DataParser is such that it does not capture each individual chat but rather pulls an entire day of chats and creates conversations to submit to the Azure Text Analytics API.

About 17a-4, llc

17a-4, llc provides regulated clients with consulting services and software to assist in compliance with SEC Rule 17a-4, Rule 204-2 FINRA 3110 and other financial regulations. 17a-4, llc provides a number of products and services including Designated 3rd Party (Rule 17a-4(f)(3)(vii)), eDisclaimer and configuration of Microsoft’s O365 for non-erasable compliance (Preservation Lock).

AURIGA WINS ATMIA CONTEST FOR ‘COST OF CASH’ WHITE PAPER

White Paper | Banking AURIGA WINS ATMIA CONTEST FOR ‘COST OF CASH’ WHITE PAPER

Auriga
Blinded by Pageantry: the Perils of Neglecting Performance Data Readiness

Other | Asset management Blinded by Pageantry: the Perils of Neglecting Performance Data Readiness

Meradia
Wise proves Australia is an attractive destination for fintech investors

Case Study | Banking Wise proves Australia is an attractive destination for fintech investors

Austrade
ABN AMRO Details Digital Transformation Journey with Murex

Video | Banking ABN AMRO Details Digital Transformation Journey with Murex

Murex
ICBC Standard Bank Details Main Benefits of Using MX.3 for Commodities Trading

Video | Banking ICBC Standard Bank Details Main Benefits of Using MX.3 for Commodities Trading

Murex

Other resources from 17a-4, llc

17a-4 Support for Archiving on SharePoint Online

Best Practice | Infrastructure/architecture 17a-4 Support for Archiving on SharePoint Online

17a-4, llc
17a-4, LLC shares DataParser’s Strategic Direction and Open Architecture

Best Practice | Infrastructure/architecture 17a-4, LLC shares DataParser’s Strategic Direction and Open Architecture

17a-4, llc
Webex Teams DataParser Support

Best Practice | Infrastructure/architecture Webex Teams DataParser Support

17a-4, llc
Support for Rule 15a-6 and Chaperoned Research

Brochure / Fact Sheet | Behavior detection & predictive analytics Support for Rule 15a-6 and Chaperoned Research

17a-4, llc
DataParser roadmap adds Cisco WebEx Teams, OneDrive and SharePoint Online

Brochure / Fact Sheet | Behavior detection & predictive analytics DataParser roadmap adds Cisco WebEx Teams, OneDrive and SharePoint Online

17a-4, llc
Rule 17a-4 Compliance for Algorithmic Trading and Robo Advising Software

Best Practice | Consultants Rule 17a-4 Compliance for Algorithmic Trading and Robo Advising Software

17a-4, llc
How Compliance Technology is leading e-Discovery

White Paper | Consultants How Compliance Technology is leading e-Discovery

17a-4, llc
Leveraging Microsoft's Azure Analytics for FINRA 3110 Supervision

Brochure / Fact Sheet | Infrastructure/architecture Leveraging Microsoft's Azure Analytics for FINRA 3110 Supervision

17a-4, llc