How Compliance Technology is leading e-Discovery

03 Mar 2020
Date submitted
03 Mar 2020
Resource type
White paper
File type
pdf PDF file (236.02K)
Article in WestLaw describes how the tools that compliance uses to comply with supervisory regulations such as FINRA 3110 complement the legal's team's requirements for eDiscovery. The partnership - compliance and legal - together have complementary responsibilities but sharing a legal risk-management strategy can prevent many eventual legal matters.
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