Consolidated Audit Trail Go-Live is Now a Certainty

19 Sep 2018
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19 Sep 2018
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Best practice
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In this first article in a series about the roll out of the SEC’s Consolidated Audit Trail (CAT), Kx Regulatory Reporting Director Adam E. Dix provides an update on the status of the regulation which will improve the ability of the US Securities and Exchange Commission (SEC) and Self-Regulatory Organizations (SRO’s) to more effectively oversee the US securities markets
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