Automated FINRA Transaction Reporting - New eBook

13 May 2019
Date submitted
13 May 2019
Resource type
Best practice
File type
Web page Web page
Real Time electronic processing of transactions from source system to regulatory endpoint eliminates human inputs and errors resulting in higher operational efficiencies. Even with multiple trade entry screens, operations and compliance teams need to manually find the transaction data to report.This eBook will guide you through how to achieve automated FINRA Transaction Reporting.
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