Compliance requirements in financial markets have dramatically expanded post-2008, with much of the detail of financial reform legislation still being implemented. All trading organisations have to respond fully and rapidly to avoid penalties and reputational risk.
With our help, firms can use smart compliance technology to turn an obligation into a competitive advantage.
You can benefit from:
- Guaranteed recordings of all incoming and outgoing calls with the ability to play back and tag records
- Recording instant messaging conversations alongside voice, giving you complete visibility and a full audit trail
- Business continuity planning (BCP), so you can be confident that if an unforeseen event does occur, it won’t stop you trading
- Mobile trading systems that enable employees to work from home, without compromising recording, backup and recovery for all communications