Proven in the world’s fastest and largest markets, SMARTS market surveillance and compliance solutions from NASDAQ OMX are the industry benchmark for the global exchange, regulator and broker community. Installed in more than 35 national exchanges and regulators and 65 brokers across 60 countries, SMARTS is the world’s leading provider of surveillance and compliance technology.
In today’s era of global trading across multiple asset classes, it is essential that broker-dealer compliance officers maintain a single consolidated view of trading across all venues. Similarly, regulatory oversight at the exchange and regulator level also requires consolidation of trading data from multiple trading venues. SMARTS’ groundbreaking cross-market surveillance technology is used by a large number of brokers, regulators and exchanges worldwide to carry out real-time cross-venue surveillance. In demanding, high volume markets SMARTS technology typically processes billions of messages per day.
SMARTS provides the only market surveillance platform which has a seamless transfer between single market and multi-market analysis required for market surveillance functions in cross-market/cross-asset class scenarios. This approach ensures truly integrated market supervision and market surveillance.
SMARTS solutions are backed by a team of unrivalled financial and technology professionals who have in-depth understanding and insight into market surveillance, supervision and compliance and understand the complex issues associated with maintaining market integrity. The NASDAQ OMX team is comprised of true industry practitioners who have in-depth and practical knowledge of surveillance and monitoring at the exchange, regulator and broker level.
SMARTS Broker is a managed service designed for brokers, FCM’s and other market participants to assist them in complying with market rules, regulations and internal market surveillance policies. Delivered via a browser based application, SMARTS Broker is fast to implement, requires no on-site installation or maintenance, and comes with little or no hardware costs.
The system empowers brokers to:
For Exchanges and Regulators
SMARTS Integrity is the international financial community’s preferred provider of real-time and t+1 systems for market surveillance, market supervision and market compliance.
SMARTS Integrity is a vital market supervision & control tool, helping to maintain an orderly market by providing a consolidated, highly visual view of real-time market activity supported by sophisticated alerting tools. SMARTS Integrity has proven itself to be the lifeblood for surveillance professionals that need to maintain a fair market. By correlating real-time and historical data with detection patterns, SMARTS ensures early detection of unusual trading patterns that could be potential breaches of exchange or regulator trading rules and practices.
The rich functionality of SMARTS Integrity provides exchanges and regulators with the real-time monitoring tools necessary to continually detect and analyze potential market abuse, as well as provide post-trade insight and analysis of trading activity.