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Trapets AB, Sweden, HQ Office Head Office

Kungsgatan 56
Stockholm
SE

Trapets, UK Office

68 Lombard Street
London
Sverige
GB

Trapets, Spain/Latin America Office

Calle 619, 21
La Cañada, Valencia
ES

Telephone

+ 46 8 644 01 50

Contact

Sales
[email protected]

Outsourced Trading Surveillance

With an increasing range of financial instruments being offered, trading is becoming more and more complex. The market structure has also become more variable and complicated and the volumes of transactions have increased sharply.

At the same time the obligation has increased for the firms to monitor their trading activities in order to detect and report suspicious orders and trades. The ESMA Guideline on automated trading has clarified the monitoring demands and upcoming EU regulation on market abuse is expected to further increase these demands.

Effective market surveillance has become an area for experienced experts with access to advanced surveillance systems and comprehensive market data. 

To assist firms in achieving regulatory compliance regarding trade monitoring and surveillance, Trapets offers Outsourced Trading Surveillance, OTS. 

OTS is a fully outsourced service where a team of experts within Trapets perform the operational surveillance tasks on behalf of the client including detection, investigation, documentation and reporting of suspicious transactions. The service also includes the surveillance system InstantWatch Market along with its installation, implementation and setup. 

OTS include the entire spectrum of surveillance procedures- from installing and setting up the surveillance system to the operational surveillance tasks, including periodic and immediate feedback to the client. All cases of suspicious market abuse are reported back to the client for final decision.

Outsourced Trading Surveillance

View other products from Trapets AB

InstantWatch Market Surveillance

InstantWatch Market is a cost effective, real time data analysis application that meets the compliance needs of the most demanding financial institutions. Designed as a powerful tool to help eliminate market abuse and fraud the system analyses data to uncover and present hidden patterns. Both regulatory requirements and internal directives can be implemented in InstantWatch …

InstantWatch CDD (Client Due Diligence)

InstantWatch CDD is a flexible system used for onboarding new clients as well as ongoing due diligence. It allows companies to automate the client due diligence process while at the same time mitigate the risk of being used for money laundering or terrorist financing. InstantWatch CDD

InstantWatch KYC Screening - sanctions, Ofac and PEP lists

InstantWatch KYC Screening is a web based service offered by Trapets AB and is part of the InstantWatch family of compliance surveillance products. The service enables financial organisations to cost effectively manage their client on-boarding processes and ensure compliance to regulatory requirements. InstantWatch KYC Screening enables screening against all the key international sanctions and watch …