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MyComplianceOffice North America Office Head Office

535 Fifth Avenue, 4th Floor
New York
NY
US

MyComplianceOffice Europe Office

2C Avonbeg, Long Mile Road
Dublin
IE

MyComplianceOffice Asia-Pacific Office

410 North Bridge Road
Singapore
SG

Telephone

35314247136

Contact

John Kearney
[email protected]

Insider List & MNPI Management

Many deal teams, investment and compliance professionals use Excel spreadsheets to manually track insider lists. These manual methods are unstructured, inefficient and error-prone. 

MyComplianceOffice makes insider list management easier by enabling users to create insider lists, complete with individuals and roles/rights assignments, timeframes when individuals can access inside information as well as a cross-referenceable hierarchical database of securities listings and company information on tens of thousands of entities.

With MCO, compliance professionals can create and access insider lists in a matter of minutes. Such lists include people conferred with temporary access based on discrete events, such as a deal, corporate event and/or publication of financial statements or profit warnings. It also includes people who, by the nature of their roles, present permanent potential conflicts when exposed to MNPI. This would include deal or investment team members, senior executives and compliance professionals.

Importantly, unlike manual methods, automated insider trading lists support standardized data management formats for sharing insider lists in accordance with regulatory guidelines.  

View other products from MyComplianceOffice

Employee Compliance

MyComplianceOffice is a fully integrated platform that provides transparency into an employee’s conduct risk profile. Using the same underlying master data sets, it provides an unprecedented level of risk control. Manage the company's code of conduct activities and mitigate misconduct risk across multiple business areas with one, fully integrated solution. Our KYE suite for employee …

MCO Essentials - Small Firm Compliance

Small firms often lack the resources to efficiently and effectively meet compliance obligations, but no firm gets a pass from regulatory scrutiny, regardless of size. That’s where MCO Essentials can help. Designed to meet the needs of small enterprises with less than 50 employees, MCO Essentials provides firms with a cost-effective and easy-to-use solution that …

Gifts, Entertainment and Hospitality Compliance

MCO's Gift, Entertainment and Hospitality (GEH) is the most comprehensive solution for monitoring employee gifts, meals, entertainment, travel and hospitality activities available today.  Automation with GEH helps to mitigate misconduct risk and drive a culture of compliance across the organization. Our Gift, Entertainment and Hospitality Compliance Solutions have huge benefits to organizations, including: Integration with …