The CMC:Insider Compliance module provides surveillance of proprietary, customer and staff trading, giving the Compliance Officer an extensive view of all trading activities within the organization.
CMC:TradeS automates price surveillance for a wide range of securities, repo and lending, commodities, money market, FX, and listed and OTC derivatives transactions.
This powerful automated surveillance module monitors for attempts at market manipulation. It identifies complex, dangerous trends and suspicious trading patterns. Integrated case and workflow management help you to take preventive action, reducing the likelihood of regulatory sanctions.