Prospero 365 Wealth Management

Prospero 365 Wealth Management is a comprehensive financial platform that includes everything you need to run a wealth management business--from the front office to the back office, including General Ledger--without having to use multiple systems and spreadsheets.


  • Includes a comprehensive customer relationship management (CRM) system for managing and converting leads into clients, and storing all client data, including meeting notes, tasks and correspondence
  • Calculates fees and commissions for all financial products, and offers more than 50 different criteria (such as tiers, sliding scales, assets and client type)
  • Creates financial plans: provides a questionnaire/fact finder to help you determine the investment profile that best suits your client, then based on the answers you provide, selects the ideal investment profile for your client
  • Trades any financial instrument: works with stocks, bonds, alternative investments, structured products, foreign exchange, mutual funds, money market funds, hedge funds, real estate, derivatives and private equity--and lets you create new products
  • Manages portfolios: lets you create and manage portfolios, compare to benchmarks and model portfolios, and create comprehensive reports
  • Handles regular saving plans (RSPs) in one or several products with automatic allocation
  • Lets you create cash accounts in any currency, and calculates interest using any reference rate type and rate
  • Ensures regulatory compliance; lets you activate pre-trade and post-trade checks and monitor breaches
  • Defines authorization work flows; lets you set authorization steps based on hundreds of criteria; including transaction size, product type and country
  • Processes through to the back office; provides all the back-office functionality you need, and integrates seamlessly with your front-office system, without workarounds, for a true straight-through processing system
  • Monitors collateral for portfolios and pledged portfolios and issues margin calls, with easy configuration of advance and maintenance margins and credit lines and hierarchies for any type of product
  • Handles inbound and outbound cash transfers, both domestic and international, after subjecting them to pre-defined compliance and credit checks
  • Processes corporate action events with more than 90 templates, which allows you to manage the full cycle of voluntary and mandatory events, from data cleansing and enrichment to portfolio election, entitlements and direct booking of transactions in portfolios--all through a user-friendly wizard and with a few mouse clicks
  • Lets you set up general ledgers and sub-ledgers, thereby providing financial officers with all the data required to maintain control of your organization's finances and to make sound business decisions
  • Offers a user-friendly, web-enabled dashboard for client-facing finance professionals such as relationship managers, third-party asset managers, and their clients
  • Comes with a full set of standard statements and reports, and lets you customize your own (including language selection)


  • Short time to market: rapid implementation
  • Easy configuration: set-up is done through tables. No code and scripts are required
  • Flexible workflow settings: orders routing is flexible. Orders are routed from one department to the other with different authorization levels with pre-trade checks
  • All financial instruments coverage: any type of financial instrument including structured products and derivatives
  • Compliance and investment restrictions: online checks with warning or blocking messages, pre-trade or post trade reporting and alert to compliance officers
  • Audit: full audit trail of changes
  • Reporting: integrated report generator 
  • Intelligent Rules and Conditions engine: set-up any type of commission, any workflow, any fee schedule, any tax regulation using flexible tables
  • Implement at your pace: rollout Prospero in phases or by replacing entirely your system in one-go
Product and service specifications
• Oracle
Language used
• C#
• Java
Operating system
• HP-Unix
• Linux
• Solaris
• Windows 2012
Pricing structure
• Per seat
• Other
User interface
• Web
private banking software, private banking system, private banking solution, wealth management