Investment management firms face a challenging environment. While market conditions are improving, greater demands for transparency created by the financial crisis have resulted in a new regulatory regime that promises to significantly impact the way investment management firms handle their daily activities. The white paper is designed to assist firms in assessing their compliance capabilities and presents ways compliance can be used as an asset to attract business.
Investment management firms face a challenging environment. While market conditions are improving, greater demands for transparency created by the financial crisis have resulted in a new regulatory regime that promises to significantly impact the way investment management firms handle their daily activities. The white paper is designed to assist firms in assessing their compliance capabilities and presents ways compliance can be used as an asset to attract business.
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