In todayâs highly regulated environment, financial firms are tasked with keeping pace with evolving regulatory requirements while meeting internal performance standards. Protegent Policy Manager helps financial services firms adhere to specific Financial Industry Regulatory Authority (FINRA) Rules by establishing, maintaining, and enforcing supervisory control policies. The solution provides firms with a single interface to administer, track and report on internal and regulatory compliance policies. Protegent Policy Manager features Web-based courses that help firms train and educate employees on policies and updates relevant to them.
Steve Sabin, chief operating officer of SunGardâs Protegent business unit, said, âSunGard is committed to helping customers protect their businesses from losses and reputational damage due to compliance breaches. The addition of Protegent Policy Manager to our suite of compliance solutions will help customers build a thorough and proactive compliance program, from supervision and surveillance to education and training.â