As Director of Compliance Solutions, Nickâs role will involve expanding the compliance practice to establish a business-oriented compliance offering centred on organisational change and development, business conduct issues and problem resolution, and the design and implementation of dynamic, commercial compliance monitoring, training and management information solutions.
Nick brings over 20 years of regulatory and compliance experience, initially as a
regulator with the FSA and its predecessors, and subsequently with ABN AMRO
compliance functions with a variety of leading global roles. He is a frequent and popular speaker at conferences across Europe on all aspects of Compliance.
Nick is also widely acknowledged as a European expert on the practical implementation and impact of MiFID.
John Kiddy, CEO of Chase Cooper Ltd said âwith the current dramatic changes in the regulatory environment, Nickâs particular interest and understanding of principles-based regulation and enterprise risk management is invaluable. His experience in devising and delivering training and development programmes at all levels including Managing Board, in practical policy development, compliance technology and regulatory compliance change management will be of great value to our clients.â
Commenting on his move, Nick said âthe world of regulatory risk and compliance
constantly changes, and that change is accelerating. Chase Cooper is a dynamic young company with impressive vision, skills, clients and products. I look forward to working together and building on our complementary strengths to enhance our unique client offering.â