Principled Management Corporation is holding a Breakfast Discussion at the National Club in Toronto from 7:30 to 9:00 a.m. next week on Friday, February 13th. In Canada, the Province of Ontarioâs securities regulator is working to help clients and advisers build better relationships through the introduction of this concept paper. This proposal is the first step towards significantly reforming the way the retail investment industry is regulated. There will be implications and lessons to be learned for any executive that is involved in financial advisory relationships.
PM Corpâs founding partner, Paul Bates, is an Ontario Securities Commission Commissioner and was a key participant in the development of the Fair Dealing Model concept paper. He will introduce the concept along with his PM Corp colleagues and will lead a lively discussion on the significant implications to the wealth management business, operations, and technology. For more information and to register, interested parties should visit PM Corporation web site.
Principled Management Corporation is a boutique management consulting organization providing a dedicated leadership team to lead both domestic and global market development initiatives in the wealth management, life insurance, and software industries. PM Corp backs up its commitment to provide success through accountability, integrity, and leadership with a unique partnership guarantee that links compensation to their customerâs success.