Counting Down To The New Swap Rules for Broker-Dealers
Time: 12 PM ET / 9 AM PT
Bill Wollman, EVP – Risk Oversight and Operational Regulation at FINRA
Mike Jamroz, Retired Partner/Senior Advisor at Deloitte & Touche LLP
Bruce Runciman, Executive Director and U.S. Regulatory Reporting Solutions Subject Matter Expert at
Rochelle Pullman, Executive Director, Broker Dealer Subject Matter Expert at
AxiomSL and a panel of industry-leading experts as we peel back the impacts of the newly finalized Securities Based Swaps Rules. After nearly 9 years, the SEC has finalized a sweeping set of changes to the way capital, margin and books and records are calculated and reported for Securities Based Swaps. The implications of these new regulations extend into many other asset classes as well, as Swaps are frequently used to hedge fixed income, ETFs, futures and others.