Philip Flood

Latest content from Philip Flood

FIs battling reporting and data integrity challenges
Banking

FIs battling reporting and data integrity challenges

10m | By Philip Flood, Solutions Consultant

FIs battling reporting and data integrity challeng...

Not only have the operational challenges of remote working and market volatility stretched reporting teams to their limit since the beginning of the p...

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No let up for CAT obligations
Trading & brokering

No let up for CAT obligations

1y | By Philip Flood, Solutions Consultant

No let up for CAT obligations

The latest Consolidated Audit Trail (CAT) reporting obligations went live on October 26. However, there’s no time to rest for firms, who are now taske...

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Finding a FIX for electronic FINRA TRACE reporting as the CTCI cut-off looms
Asset management

Finding a FIX for electronic FINRA TRACE reporting as the CTCI cut-off looms

3y | By Philip Flood, Solutions Consultant

Finding a FIX for electronic FINRA TRACE reporting...

The capital markets regulatory environment can seem as volatile as everyday trading conditions. Even regulatory reporting vehicles can’t be coun...

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