James Somerville-Smith

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Enforcing 'Chinese Walls' in Financial Institutions
Insurance

Enforcing 'Chinese Walls' in Financial Institutions

5y | By James Somerville-Smith, EMEA channel marketing leader

Enforcing 'Chinese Walls' in Financial Institution...

In February 2016, a UK stockbroker was fined £1.2m by the FCA for its weak and ineffective Chinese wall, which was supposedly separating the pub...

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