MyComplianceOffice

MCO provides compliance management software that enables companies around the world to reduce their risk of misconduct. Our powerful platform lets compliance professionals demonstrate they are proactively managing the regulated activities of employees, third-party vendors and other agents of the firm.

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Employee Compliance
MyComplianceOffice is a fully integrated platform that provides transparency into an employee’s conduct risk profile. Using the same underlying master data sets, it provides an unprecedented level of risk control. Manage the company's code of conduct activities and mitigate misconduct risk across multiple business areas with one, fully...
Personal Trading Compliance
Our Employee Personal Trading System can capture, report and monitor all of your employees' personal trading activities in the most efficient and cost-effective approach ensuring you are in accordance with industry regulations and your firms' policies and procedures. MCO’s Personal Trade Manager is part of the Know Your...
Insider List & MNPI Management
Many deal teams, investment and compliance professionals use Excel spreadsheets to manually track insider lists. These manual methods are unstructured, inefficient and error-prone.  MyComplianceOffice makes insider list management easier by enabling users to create insider lists, complete with individuals and roles/rights assignments,...
Deal Review Compliance
It’s important to manage potential conflicts of interest in investment banking deals. Control rooms or compliance departments need a proactive way to manage this process. MCO provides an effective way for firms to review investment banking deals, evaluate potential conflicts, define the associated restrictions, as well as capture...
Control Room Compliance
MCO's Control Room Compliance Solution is an enterprise conflict of interest solution that provides an effective way for firms to manage the flow of sensitive information, review investment banking deals and private transactions for potential conflicts, define the associated restrictions, manage MNPI and insider lists, manage research...
Third Party Risk Management
Automating your third party vendor risk management program on MyComplianceOffice will deliver a clearer picture of the risks you face from vendors and third parties, regardless of the depth or scale of their relationship with you.  With Third Party Manager organizations can centralize third party data in a single repository,...
Gifts, Entertainment and Hospitality Compliance
MCO's Gift, Entertainment and Hospitality (GEH) is the most comprehensive solution for monitoring employee gifts, meals, entertainment, travel and hospitality activities available today.  Automation with GEH helps to mitigate misconduct risk and drive a culture of compliance across the organization. Our Gift, Entertainment and...