Broadridge Financial Solutions

 Broadridge Data Control Insights Webinar Series   Inconsistencies in your data can shake confidence, impede progress and inject unnecessary risk and cost into your business.   In the first of our Data Control Insights Webinar Series, ‘Renovating Your Reconciliations Operation’, our panel of experts discuss current...

 SRD II introduces challenging rules and requirements regarding shareholder disclosure and voting processes. The impact on intermediaries servicing both retail and institutional investors will be significant. For banks, custodians, brokers, CSDs and other intermediaries currently shaping their plans, which steps must be taken, and what...

Join the last session in our current regulatory webinar series where our panel of experts cover the following topics on UCITS KIIDs: Background on the UCITS SRRI and what prompts a KIID to be updated The types of funds affected most by COVID-19 volatility levels The ranges of volatility we are seeing and when KIIDs will need updating ...

Join us for a panel discussion on technology transformation with senior leaders from the buy side and sell side as they discuss how AI, Blockchain, the Cloud and Digital are helping to adapt to challenges, while creating new revenue streams.   Date: Wednesday 23 September 3.00pm BST Topics covered include: Adoption trends in next-gen...

Class action filings continue at record levels. There are now more cases, in more countries, with unique data requirements and added complexities. Want to know what’s happening in the global class action landscape and how it impacts your asset recovery opportunities? Join our webinar on Wednesday 29th September as we uncover recent industry...