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Broadridge Financial Solutions

Broadridge - a global company with $4 billion in revenue - is a leading provider of technology and operations, communications, and data and analytics to financial services firms and corporations.
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Webinar: Prepare for SFTR

24th April 2018

  The pace of regulatory change shows no sign of abating as firms must now prepare for the approaching Securities Financing Transaction Regulation deadline.     View our on-demand webinar, Prepare for SFTR : A practical guide to 2019 compliance and future-proof reporting, examining the implications of SFTR where regulation...
Webinar: The End of the Beginning: The CAT Implementation Race has Started

3rd October 2018

Given the enormous complexity of rewriting how the U.S. equities and options markets will report trade- and order-related events to the Consolidated Audit Trail (CAT), the latest proposal of a phased implementation approach is a welcome change for broker-dealers. Under the new Master Plan, t he U.S. cash equities markets can expect to start...
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