WEBINAR: Enhancing your implementation of FinCEN's Beneficial Ownership Rule
2nd May 2019 - 16th May 2019
Date: May 2 and 16, 2019
Speaker: Laurie Kelly, CAMS
On January 22, 2019, the Financial Industry Regulatory Authority (FINRA) released its annual Priorities Letter in which it stated that examining implementations of FinCEN’s Customer Due Diligence (CDD) Rule was going to be one of its top priorities.