Broadridge Financial Solutions

When it comes to new technology, it appears that the operations functions of asset management firms are often dipping their toes in the water, rather than taking the plunge. Advances such as Artificial Intelligence (AI), Cloud Computing, Distributed Ledger Technology (DLT) and Robotic Process Automation (RPA) have the potential to further...

The Shareholder Rights Directive must be transposed into EU member state national law by 3rd Sept 2020, requiring custodians and intermediaries to adhere to more stringent processing deadlines and mandatory processes such as shareholder identification. ‘Shareholder Rights Directive: Everything You Need to Know’ highlights the opportunity the...

The pain of the global financial crisis, and the subsequent regulations, is starting to fade from view. The asset management industry is now at a crucial juncture, facing new challenges that will transform the business. In active management, the industry has created more complex products to generate alpha, while the growth of passive management,...

Active managers are challenging the industry’s most fundamental pricing principle: the traditional, flat-rate management fee. Firms with complex fee structures need a highly sophisticated billing and expense management system to calculate variable fees, and report on them to clients and regulators. Firms can no longer rely on spreadsheets, models...

Join Broadridge to hear how capital markets firms are transforming with AI. Our panel of industry leaders from financial institutions, analyst firms, and fintech providers will share their perspectives on the AI market landscape, including where we are today, challenges and opportunities for banks, and what they are doing to take “Bots to...

The U.S. Securities and Exchange Commission’s (SEC) Consolidated Audit Trail (CAT) is the latest effort to increase the transparency of capital markets trading while ensuring competition and fair customer treatment. Similar to many other regulatory efforts, the CAT involves shifting timelines and large changes in technology, operations, and...

The future holds amazing opportunities for those equipped to adapt to changing investor preferences, regulatory needs and low returns. See how asset managers can unlock greater potential and engage customers in new ways

Following numerous hype cycles, artificial intelligence is now gaining widespread adoption with the potential to radically transform many areas of the financial services industry. Our whitepaper covers the following topics: • What are the latest advances in AI in financial services? • Why is this different than previous technological...

Cloud computing, AI and DLT will drive revenue growth and cost-savings opportunities for capital markets firms. While the opportunity to leverage the technology to improve business is clear, financial institutions are concerned that they don’t have sufficient resources and expertise to realize the full potential of the technology. In this white...

How Asset Management Firms are managing increasing complexity and regulation. In today's uncertain regulatory and market environment, business transformation is an imperative. Rising regulatory, vendor and data risk - along with cost and return pressures - mean you need more than "business as usual". By adopting flexible and nimble operational...