MyComplianceOffice

MCO provides compliance management software that enables companies around the world to reduce their risk of misconduct. Our powerful platform lets compliance professionals demonstrate they are proactively managing the regulated activities of employees, third-party vendors and other agents of the firm.

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Webinar | Managing Conduct Risk and protecting against Market Abuse

28th May 2020

Join MCO and Gowling WLG experts Sushil Kuner and Ian Mason, for a discussion of crucial aspects of Conduct Risk and Market Abuse mitigation. The agenda includes: FCA's 5 Conduct Risk Questions Programme What are the Conduct Risk Drivers? What should a good Conduct Risk Framework include? The impact of Covid-19 on Conduct Risk What is market abuse...
Webinar | Maintaining Market Integrity in Today’s Regulatory Environment

28th May 2020

Join MCO and two members of FrontLine Compliance, Amy Lynch, Founder and President and Giselle Casella, Senior Consultant, for the on-demand webinar Maintaining Market Integrity in Today’s Regulatory Environment and delve into the areas of concern compliance professionals need to navigate to manage today’s challenging regulatory expectations.
On-demand Webinar | Conflicts of Interest and the Changing Landscape of Risk

24th April 2020

Addressing Conflicts of Interests (COI) that can have an outsized impact on the overall efficacy of a firm’s compliance and ethics program should be a top priority. The danger of poor COI mitigation is not only the immediate impact from individual COIs but also a broader risk to the entire program. Watch this webinar for a discussion of practical...
On-demand Webinar | Gifts and Entertainment Compliance

16th April 2020

Join Kelly-Ann McHugh our Director, Asia-Pacific as she covers high-level highlights from the 2020 Conflicts of Interest survey - a closer look at Gifts and Entertainment Compliance. This webinar will cover the results of our COI Survey and provide an overview of Gifts and Entertainment compliance in global organizations.
Whitepaper | What is Conduct Risk and How Technology Can Mitigate It?

16th April 2020

Conduct risk poses an existential threat to companies across industries and jurisdictions. But what exactly is conduct risk, and how can technology help mitigate it? This whitepaper covers topics including: Background of conduct risk as top regulatory enforcement priority Three of the most common conduct risk scenarios How recent advances in...
On-demand Webinar |Reg BI: Practical Steps to Take Right Now

16th April 2020

As the June 30 deadline approaches, the SEC has indicated that they have no plans to defer Regulation Best Interest as part of their response to the COVID-19 crisis. Firms must be ready to comply even as they deal with trying to conduct business as usual in a climate of flux and uncertainty. Join Paul Murdock and Gus Macedo from MCG Consulting for...
Conflicts of Interest Survey Report - Gifts and Entertainment Compliance

2nd April 2020

The giving and receiving of gifts and entertainment have the possibility to be perceived as a conflict of interest. It is important that organizations review their practices and implement a code of conduct where they can improve training, compliance monitoring, attestation, reporting and manage closely the risks. This report provides a deeper look...