Best Practice

Morningstar’s ‘Fund Family 100’ European Study

26th June 2019

Company: Morningstar
In this report, we compare the largest 100 fund families by assets under management through an assessment of their funds available for sale across Europe. We show each firm's rank in this list of 100 for those data points that can be ranked. Download here: https://www.morningstar.com/lp/guided-tour-european-etf-marketplace read more

Morningstar's Guided Tour of the European ETF Marketplace

26th June 2019

Company: Morningstar
In this publication, we analyse the latest trends in the European exchange-traded fund marketplace and cover aspects such as asset growth, product proliferation, regulation and investment stewardship. Download here: https://www.morningstar.com/lp/guided-tour-european-etf-marketplace read more
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Automated FINRA Transaction Reporting - New eBook

13th May 2019

Real Time electronic processing of transactions from source system to regulatory endpoint eliminates human inputs and errors resulting in higher operational efficiencies. Even with multiple trade entry screens, operations and compliance teams need to manually find the transaction data to report.This eBook will guide you through how to achieve... read more
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A short eBook outining the steps required for CTCI to FIX Migration

13th May 2019

From February 2020, the options for electronic reporting under FINRA TRACE are changing. It will no longer be possible to use the Computer-To-Computer Interface (CTCI) to submit data. If you handle your own submissions, you’ll need to switch to the preferred industry-standard Financial Information eXchange (FIX) API for electronic filing. The... read more
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Strategic guide to selecting a digital banking platform

4th April 2019

Company: Five Degrees
To make the full switch to digital banking, you require a digital banking platform. However, how do you determine which platform best suits your strategy? The Strategic Guide to Selecting a Digital Banking Platform helps you plan your route through your digital transformation. Learn about setting your requirements for moving to a digital... read more

Powering Your Digital Transformation

4th April 2019

Company: Micro Focus
At Micro Focus we help you run and transform your business. Driven by customer-centric innovation, our software provides the critical tools you need to build, operate, secure, and analyse the enterprise. By design, these tools bridge the gap between existing and emerging technologies—which means you can innovate faster, with less risk, in the... read more
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Dispelling the myths around UK Payments

4th March 2019

Company: AccessPay
New tech is changing how businesses handle and store money. The payments landscape is shifting so rapidly, and with new laws like PSD2 coming into play, it’s all a bit of a blur. Quite understandably you may have concerns that you’ll have to pay a large amount of money to update your ERP, TMS and payroll systems if you want to get on board... read more
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Getting Dynamic with Data Lineage: Perspectives From A Regulatory Practitioner

4th February 2019

Company: AxiomSL
This paper arises from AxiomSL’s on-the-ground experience working closely with large financial institutions (FIs) that implement its dynamic data-lineage capabilities. In this paper, AxiomSL shares practical thoughts that enable organizations to consider data lineage from two separate, yet interconnected points of view: Establishing dynamic... read more

Video: Mitigating Regulatory Challenges

4th February 2019

Company: Murex
At RiskMinds International 2018, Aimen El Hadj, Senior Risk Consultant at Murex sat down with Emma Walden, RiskMinds Correspondent to discuss the regulatory challenges currently facing banks, including FRTB, SIMM and SA-CCR. Watch the interview for helpful advice on how to plan your compliance journey and to find out how Murex is helping clients... read more
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What Are The Risks Of Relying On Spreadsheets?

24th January 2019

Company: AccessPay
Spreadsheets have been the backbone of the financial world since the age where desktop computers sprawled across an entire room of office cubicles. Yet relying on spreadsheets comes with a level of risk, and in a financial world which is embracing automation solutions for payments and cash management, they’re destined to become a thing of the... read more