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New York Head Office

45 Broadway
New York
NY
US

United Kingdom Office

125 London Wall
London
GB

Brazil Office

Av Brigadeiro Faria Lima, 4055
São Paulo
Itaim Bibi
BR

Greater China Office

40 Bonham Strand
Sheung Wan
HK

Japan Office

8th Floor Shin Kokusai Building3-4-1 Marunouchi
Tokyo
Chiyoda-ku
JP

Singapore Office

14 Robinson Road#10-01 Far East Finance BuildingSingapore 048545
Singapore
SG

Hong Kong Office

10/F, Central Building,1-3 Pedder Street, Central,Hong Kong
Central
HK

Germany Office

Zeil 127, 4th Floor
Frankfurt-am-Main
DE

Netherlands Office

Gustav Mahlerplein 109-115,25th floor
Amsterdam
NL

Luxembourg Office

41 Avenue de la GareL-1611 Luxembourg
Luxembourg
LU

Canada Office

130 King Street West (Exchange Tower)
Toronto
CA

Colombia Office

Carrera 43A # 5A – 113, El PobladoOne Plaza Business Center
Medellin
Torre Sur
CO

Mexico Office

Avenida Javier Barrios Sierra 495,Park Plaza III,Wework Piso 2 Oficina 02-136
Santa Fe
MX

Australia Office

Level 24, Three International Towers300 Barangaroo Ave.
Sydney
AU

Dubai Office

Office 56, Level 15.The Gate Building,Dubai International Financial Centre
Dubai
AE

France Office

27 Avenue de l’Opéra
Paris
FR

Telephone

+1 415-530-4000

Contact

Herve de Laforcade
[email protected]
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AxiomSL to Exhibit at SIFMA’s Compliance and Legal Society Annual Seminar

AxiomSL, a leading global provider of regulatory reporting and risk management solutions for the financial services industry, today announced their attendance at the SIFMA Compliance and Legal Society Annual Seminar in Orlando, FL on March 13-16.

Organized by the Securities Industry and Financial Markets Association (SIFMA), the seminar provides the opportunity for compliance and legal professionals to discuss and debate current regulatory and legal developments impacting the industry. The aim of the conference is to ensure that financial institutions have at their disposal the information necessary to operate and comply with an ever changing regulatory landscape.

The rising costs of complying with regulatory requirements has impacted the broker dealer community. Complex calculations, granular data collection and intensive reporting combined with prescribed external audit certification requirements (Rule 17a-5) have compelled firms to re-think their regulatory strategy. AxiomSL delivers industry leading solutions that minimize manual processes, reduce time to market costs, leverage existing systems, increase transparency and control while ensuring accurate and timely regulatory calculations and reporting.

AxiomSL delivers immediate value to your organization and addresses both short and long term regulatory needs.  We cover all major regulatory bodies (SEC, FRB and CFTC etc.) on “One Integrated Platform”.  Sample solutions include:

  • FOCUS
  • TIC
  • FRB Reporting
  • Capital computations (SEC Rule 15c3-1)
  • Customer Reserve computations (SEC Rule 15c3-3)
  • Short Interest Reporting
  • Shareholding Disclosures 

SIFMA is a non-profit trade association in the securities industry, comprised of hundreds of broker-dealers, banks and asset managers. The association advocates for effective and resilient capital markets.