Whitepapers

Tackling the Regulatory Challenge: Leveraging CLM and RegTech

10th October 2017

Company: Fenergo
A research paper from Finextra in association with Fenergo: Leveraging CLM and RegTech to Improve Efficiency and Customer Experience This new reasearch paper, based on a survey completed by more than 100 respondents from over 70 banks across 20 countries, shows that the ability of financial institutions to deliver smooth, streamlined and efficient... read more
/collatthumbs/9750.jpg

PSD2 & Open Banking - The opportunities for banks

9th October 2017

Company: Crealogix
Many established financial service providers have adopted a critical stance towards PSD2 – yet it offers great potential at a time of limited interest margins. This whitepaper outlines how the financial services can use the introduction of PSD2 and Open Banking as an opportunity for new business models, creating revenue opportunities and... read more
/collatthumbs/9732.jpg

MiFID II - Key Issues for Investment Firms

5th October 2017

Company: DTracks Limited
The sheer breadth and complexity of MiFID II is astounding and that is why many investment firms throughout the EU are finding navigating through the MiFID II maze a significant challenge. This whitepaper will seek to summarise certain areas under MiFID II which form core functions for investment firms, namely investor protection, product... read more
/collatthumbs/9730.jpg

IRESS - MiFID II Costs and Charges - getting practical

4th October 2017

Company: IRESS
MiFID II will significantly change the way costs and charges are disclosed to investors, affecting all provide investment services. So if you are a financial planner, wealth manager, asset manager, discretionary manager or a stockbroker acting on behalf of retail investors you will need to disclose all associated costs and charges. We have laid... read more

Three things to think about when bringing chatbots into your bank

4th October 2017

Company: Auriga
Artificial intelligence (AI) is a hot topic, and companies everywhere are exploring how this technology can help to enhance the customer experience. The banking software company Auriga has published a whitepaper to explain what the financial industry needs to keep in mind when implementing AI-powered chat bots. As well as explaining the three key... read more
/collatthumbs/9721.jpg

Beneficial Ownership: Lifting the Corporate Veil in APAC

29th September 2017

Company: Fenergo
The APAC region is home to over 40 different regulators with varying complex approaches to Anti Money Laundering (AML) regulation and client due diligence obligations. Download the paper to learn: -The current regulatory compliance status of the leading financial centres in APAC -What regulatory initiatives these countries have adopted post-Panama... read more
/collatthumbs/9719.jpg

FinCEN Final Rule Best Practice

28th September 2017

Company: Fenergo
Coming into force on May 11th, 2018, FinCEN’s Final Customer Due Diligence (CDD) Rule (i.e. FinCEN Final Rule) will bring in sweeping new changes to how financial institutions collect, maintain and act upon beneficial ownership information and conduct customer due diligence. Covered financial institutions must know who their customers are, where... read more

MiFID II Transaction Reporting: Be in Control

21st September 2017

Company: AutoRek
To fully comply with MiFID II Transaction Reporting, companies have to demonstrate that they have full oversight and control of the full trade life cycle. AutoRek can assist you with complying with the Regulatory Technical Standards (RTS) by creating a control framework that will monitor all trades and escalate issues to the right people both... read more
/collatthumbs/9705.jpg

Finding Flow: The Case for Electronification in OTC Markets

20th September 2017

Company: Numerix
In this white paper, Robert Gray, Sales Manager for Numerix’s EMEA region, discusses the confluence of factors that have significantly influenced trading electronification. By downloading the paper, you can gain extraordinary facts and perspectives on: • The forces behind the launch of electronic trading platforms • The evolution of... read more
/collatthumbs/9704.jpg

The Rise of xVA and How It Transformed an Entire Industry

20th September 2017

Company: Numerix
In this white paper, Satyam Kancharla, Chief Strategy Officer at Numerix, brings to light how xVAs have become the posterchild for risk-informed decision making and the key to unlocking trade profitability across capital markets. He addresses the following issues, among others: How xVA became a transformational force for OTC derivatives... read more