Whitepapers

/collatthumbs/9623.jpg

Data Challenges in the Financial Services Industry

17th August 2017

Company: Fospha
Read what data challenges the financial services industry is currently facing - and how businesses can overcome them. read more

Spreadsheet Agility within EDM – Centralized. Audited. Compliant.

17th August 2017

Company: Xenomorph
This paper describes how spreadsheet calculations and analytics can be integrated within a centralized, audited Enterprise Data Management (EDM) process. Given regulations such as BCBS 239 and Dodd-Frank mandating a reduction in the reliance upon manual end-user processes, such an approach offers the flexibility, agility and ease of use that... read more
/collatthumbs/9608.jpg

Blog: MiFID II will change the market in six distinct ways

15th August 2017

In the third and final event report following an exclusive roundtable event hosted by Vela earlier this year, we look at the changes that participants from across the market expect to see in business models, trading patterns, and relationships. read more
/collatthumbs/9607.jpg

Blog: MiFID II just got political

15th August 2017

Earlier this year, Vela hosted an executive roundtable in London on the cross-asset challenges of MiFID II. In the second of three event reports, we discuss how buy-side, sell-side, and market operator attendees were all keenly aware that large political and secular decisions could have a considerable effect on the impact that MiFID II will have... read more
/collatthumbs/9601.jpg

KYC vs Data Protection ― The Next Compliance Hurdle

14th August 2017

Company: Fenergo
In this paper, Laura Glynn examines how financial institutions can manage local jurisdictional KYC obligations and deal with complex security and data privacy requirements across jurisdictions. Highlights include: -global and cross-jurisdictional data protection laws and how these can be categorized into common themes -how data privacy laws are... read more
/collatthumbs/9600.jpg

CRS - Implementing Best Practice for Compliance

14th August 2017

Company: Fenergo
The Common Reporting Standard (CRS) promises to go way beyond FATCA’s remit to ensure global-wide tax compliance. CRS will see a significant increase in client remediation, customer due diligence and reporting obligations. In this paper, Laura Glynn explores the differences and commonalities that exist between FATCA and CRS, and defines a... read more

Digitizing the Client Lifecycle for Efficiency and Client Experience

14th August 2017

Company: Fenergo
In this paper, we examine 3 core challenges facing private banks and wealth management firms: -Regulatory & Firm-Specific Compliance, -Operational & Digitalization Challenges -Impacted Customer Experience & Operational Efficiencies. We also propose a best practice approach to digitalizing the client lifecycle process ranging from Automating... read more
/collatthumbs/9598.jpg

Regulatory Client Outreach & The Path to Compliance

14th August 2017

Company: Fenergo
Given the number of new - and enhancements to existing - regulations planned over the next few years, financial institutions will come under increasing pressure. In this paper, we explore the core operational and internal challenges that currently make the process of Regulatory Client Outreach a logistical nightmare for financial institutions. We... read more
/collatthumbs/9597.jpg

MiFID II - The 6-month Countdown

14th August 2017

Company: Fenergo
Initially scheduled for implementation on January 3rd, 2017, the Markets in Financial Instruments Directive (MiFID) II was specifically delayed in an effort to take into account industry feedback. With MiFID II now entering into force on January 3rd, 2018, Laura reviews the key functional, operational and technical impacts that this wide-ranging... read more