http://www.bobsguide.com Software and services for the purpose of monitoring and ensuring business activities and functions are in line with trading regulations and laws enforced by various regulatory bodies. en-us Copyright (c) 2012 MyGuides Ltd Tue, 22 May 2012 12:00:12 +0100 Tue, 22 May 2012 12:00:12 +0100 support@bobsguide.com (Bobsguide Support) support@bobsguide.com (Bobsguide Support) http://www.bobsguide.com/images/logo.gif http://www.bobsguide.com 100 192 Bobsguide logo http://www.bobsguide.com/guide/prod/6-v-6700-1-smarts-market-integrity-platform-market-surveillance.html Smarts Group is the international financial community’s preferred provider of real-time systems for market surveillance, market supervision, and market compliance. Our customers are stock exchanges, derivatives exchanges, market regulators and brokers. http://www.bobsguide.com/guide/prod/6-v-6700-1.html Wed, 19 Jul 2006 03:56:41 +0100 http://www.bobsguide.com/guide/prod/5-1153-linedata-compliance.html <a href="http://www.bobsguide.com/guide/vend/linedata.html"><img align="left" hspace="10" border="0" src="http://www.bobsguide.com/slogos/adupais.gif" alt="LINEDATA" width="130" height="51"></a> Enterprise-wide Compliance Monitoring and Risk Management Linedata Compliance is a fully integrated, multi-user compliance solution for buy-side institutions that supports the business requirements and workflows of compliance officers, portfolio managers and traders. Linedata Compliance offers... <p><a href="http://www.bobsguide.com/guide/vend/linedata.html">LINEDATA</a></p> http://www.bobsguide.com/guide/prod/5-1153.html Fri, 17 Aug 2007 10:22:10 +0100 http://www.bobsguide.com/guide/prod/5-22733-dealhub-conductor.html <a href="http://www.bobsguide.com/guide/vend/option-computers.html"><img align="left" hspace="10" border="0" src="http://www.bobsguide.com/slogos/opti.gif" alt="Option Computers" width="130" height="33"></a> Conductor (Smart Ticket Routing) The DealHub Conductor solution enables sell-side banks to route traffic to existing aggregation services (such as CLS) as well as to CCP solutions using advanced filtering and business logic.&nbsp; With the DealHub Conductor solution the integration point to the... <p><a href="http://www.bobsguide.com/guide/vend/option-computers.html">Option Computers</a></p> http://www.bobsguide.com/guide/prod/5-22733.html Thu, 24 Feb 2011 16:34:58 +0000 http://www.bobsguide.com/guide/prod/5-15084-dealhub-dhview.html <a href="http://www.bobsguide.com/guide/vend/option-computers.html"><img align="left" hspace="10" border="0" src="http://www.bobsguide.com/slogos/opti.gif" alt="Option Computers" width="130" height="33"></a> Overview (DHView) DealHub/DHView is a comprehensive desktop user tool for interaction with an overview of various DealHub products, and is used to access the DealHub Archive database. DHView can be configured to create layouts suitable for a wide range of users across front, middle and back... <p><a href="http://www.bobsguide.com/guide/vend/option-computers.html">Option Computers</a></p> http://www.bobsguide.com/guide/prod/5-15084.html Thu, 01 Jan 1970 01:00:00 +0100 http://www.bobsguide.com/guide/prod/5-22988-cymba-athena-compliance.html <a href="http://www.bobsguide.com/guide/vend/cymba-technologies.html"><img align="left" hspace="10" border="0" src="http://www.bobsguide.com/slogos/v-6026.gif" alt="CYMBA Technologies" width="130" height="38"></a> Hi-Performance Pre &amp; Post Trade Compliance wtih full UCITS support CYMBA Athena provides a comprehensive and highly performing Pre &amp; Post Trade Compliance solution with up-to-date support for UCITS iii mandates as well as complex rules such as the 5/10/40 (Issuer Concentration) among... <p><a href="http://www.bobsguide.com/guide/vend/cymba-technologies.html">CYMBA Technologies</a></p> http://www.bobsguide.com/guide/prod/5-22988.html Thu, 14 Apr 2011 14:09:12 +0100 http://www.bobsguide.com/guide/prod/5-4017-sifoxscreening.html An application for AML and control of Market Abuse. Suspicious transactions are presented as alerts, with a case-oriented approach for investigation and reporting to Market Supervisors. Contains components for behavioural analysis and KYC, with a friendly, easy-to-use GUI and customized dashboards. http://www.bobsguide.com/guide/prod/5-4017.html Thu, 22 Jun 2006 17:57:22 +0100 http://www.bobsguide.com/guide/prod/6-edgeipk-1-edgekyc.html edgeKYC has been developed enabling rapid implementation of a right first time Know Your Customer solution. This provides a single solution that allows you to standardise KYC processes across the enterprise, providing flexibility for local country regulatory requirements. http://www.bobsguide.com/guide/prod/6-edgeipk-1.html Wed, 09 May 2007 14:12:06 +0100 http://www.bobsguide.com/guide/prod/5-11785-mars-22c-2-compliance-solution.html Our 22c-2 Compliance solution includes the industry-specific features and design leadership that our clients have come to expect with MARS. Using MARS your firm will be able to monitor and manage all compliance activities without additional staff. MARS reconciles the sales provided by the... http://www.bobsguide.com/guide/prod/5-11785.html Wed, 12 Dec 2007 12:11:30 +0000 http://www.bobsguide.com/guide/prod/5-19442-advent-rules-manager.html <a href="http://www.bobsguide.com/guide/vend/advent-software-inc-.html"><img align="left" hspace="10" border="0" src="http://www.bobsguide.com/slogos/ADVEUR.gif" alt="Advent Software, Inc." width="130" height="65"></a> Advent Rules Manager Make Compliance an Asset Between SEC regulations, client requirements, and your firm&rsquo;s investment policies, compliance has become increasingly complex. At the same time, the ability to demonstrate sound compliance practices to institutional clients and prospects has... <p><a href="http://www.bobsguide.com/guide/vend/advent-software-inc-.html">Advent Software, Inc.</a></p> http://www.bobsguide.com/guide/prod/5-19442.html Thu, 01 Jan 1970 01:00:00 +0100 http://www.bobsguide.com/guide/prod/5-8857-compliance-solutions.html Financial institutions are faced with increasing pressures to meet regulatory requirements from multiple agencies, such as the SEC, NASD, NYSE, FED, and FSA. Regulations concerning issues like competing with clients, market manipulation, money-laundering and sales practices are strictly enforced. In... http://www.bobsguide.com/guide/prod/5-8857.html Fri, 12 Jan 2007 11:24:02 +0000 http://www.bobsguide.com/guide/prod/5-4388-indata-ipm-trading.html iPM Trading™, INDATA’s broker and network-neutral OMS, links traders with portfolio managers, executing brokers, compliance & back office staff in real-time, resulting in error-free trading. Precision Trading is part of the IMS Suite of products & available as SaaS, ASP or in-house solution <p><a href="http://www.bobsguide.com/guide/vend/indata.html">INDATA</a></p> http://www.bobsguide.com/guide/prod/5-4388.html Fri, 20 Jan 2006 23:43:21 +0000 http://www.bobsguide.com/guide/prod/6-v-24136-1-redeye-real-time-market-surveillance-solution.html RedEye is a Real –Time Market Surveillance Solution that complies with the latest ESMA Guidelines and Market Abuse(MAD I/MAD II Directives.) The system is highly scalable and adaptable and new Alerts can be created rapidly. It has a low total cost of ownership and rapid time to deployment. http://www.bobsguide.com/guide/prod/6-v-24136-1.html Thu, 01 Jan 1970 01:00:00 +0100 http://www.bobsguide.com/guide/prod/6-cska4831-1-fixed-income-and-money-market-compliance.html Comprehensive compliance targeted at the Money Marker and Fixed Income industry designed to increase the impact and effectiveness of your compliance activities. Our system will ensure consistent adherence to the most stringent client policy and regulatory guidelines. http://www.bobsguide.com/guide/prod/6-cska4831-1.html Fri, 21 Jan 2005 19:12:35 +0000 http://www.bobsguide.com/guide/prod/5-7882-market-surveillance-manager.html <a href="http://www.bobsguide.com/guide/vend/fiserv.html"><img align="left" hspace="10" border="0" src="http://www.bobsguide.com/slogos/netecono.gif" alt="Fiserv" width="102" height="65"></a> Market Surveillance Manager - prevents market abuse, insider trading, minimizes trading risk and ensures compliance with regulatory requirements including MiFID, supporting client classification, client order handling, best execution monitoring and reporting and record keeping. <p><a href="http://www.bobsguide.com/guide/vend/fiserv.html">Fiserv</a></p> http://www.bobsguide.com/guide/prod/5-7882.html Tue, 19 Sep 2006 20:14:31 +0100 http://www.bobsguide.com/guide/prod/5-10070-ul-smart-mifid-solution.html <a href="http://www.bobsguide.com/guide/vend/ullink.html"><img align="left" hspace="10" border="0" src="http://www.bobsguide.com/slogos/ullink.jpg" alt="Ullink" width="130" height="46"></a> Best execution is one of the most critical topics of both the Markets in Financial Instruments Directive (MiFID &ndash; European Union) and the Regulation National Market System (Reg NMS &ndash; United States). The answer is UL SMART: simply add this module to your connectivity environment to comply... <p><a href="http://www.bobsguide.com/guide/vend/ullink.html">Ullink</a></p> http://www.bobsguide.com/guide/prod/5-10070.html Mon, 19 Nov 2007 10:57:29 +0000 http://www.bobsguide.com/guide/prod/5-17494-cmcmarket-abuse.html CMC:Market Abuse is a powerful automated solution for surveillance of attempted market abuse and market manipulation. It helps financial institutions identify complex, dangerous trends and suspicious patterns. http://www.bobsguide.com/guide/prod/5-17494.html Thu, 01 Jan 1970 01:00:00 +0100 http://www.bobsguide.com/guide/prod/5-17495-cmctrades.html CMC:TradeS automates price surveillance for a wide range of securities, repo and lending, commodities, money market, FX, and listed and OTC derivatives transactions. http://www.bobsguide.com/guide/prod/5-17495.html Thu, 01 Jan 1970 01:00:00 +0100 http://www.bobsguide.com/guide/prod/5-16238-sia-eagle-intermediaries.html The Compliance solution that integrates and manages different data sources giving a full view of market and participant behaviour. In conformity with EU Directives and Country specific regulations, SIA-EAGLE meets compliance duties and contributes to enhance the reputation of intermediaries http://www.bobsguide.com/guide/prod/5-16238.html Thu, 01 Jan 1970 01:00:00 +0100 http://www.bobsguide.com/guide/prod/5-18418-position-limits-databank.html The Position Limits Databank (or PLD) is the only central data storehouse for position limits, accountability and reporting levels, aggregated contracts and other related compliance data. It is use globally by firms to discover near excess positions and guard against fines or regulatory action. http://www.bobsguide.com/guide/prod/5-18418.html Thu, 01 Jan 1970 01:00:00 +0100 http://www.bobsguide.com/guide/prod/6-v-21806-1-business-rule-management-system-brms.html Corticon is the breakthrough innovators of Business Rules Software - the software focused on capturing, analysing, testing, and executing rules that comprise automated decisions (e.g. pricing, eligibility, claims adjudication, risk) critical to business operations. http://www.bobsguide.com/guide/prod/6-v-21806-1.html Thu, 01 Jan 1970 01:00:00 +0100 http://www.bobsguide.com/guide/prod/5-22837-sos-signs-of-surveillance-and-aml-integrated.html Ensures Anti Money Laundering/ Surveillance alerts Rules setting highly configurable Client Risk Assessement Behaviour & Transaction pattern Detection Alets Dashboard-Client/alert type/scrip level/period/History tracking Workflow and Reporting Tools Solution tailored to broking environment http://www.bobsguide.com/guide/prod/5-22837.html Wed, 16 Mar 2011 12:53:54 +0000 http://www.bobsguide.com/guide/prod/5-21992-liquidmetrix-best-execution-tca-analysis.html Benchmark your trades / client orders against full European orderbooks; prepare client reports, satisfy trade + regulatory best ex compliance; compare the peformance of DMA brokers, traders, SORs, dark venues; rebuild order books around the time of your trades: www.liquidmetrix.com/AtasWorkStation/ http://www.bobsguide.com/guide/prod/5-21992.html Fri, 22 Oct 2010 14:04:08 +0100 http://www.bobsguide.com/guide/prod/5-21689-radar.html <a href="http://www.bobsguide.com/guide/vend/itsoftware.html"><img align="left" hspace="10" border="0" src="http://www.bobsguide.com/slogos/v-18113.jpg" alt="ITSOFTWARE" width="130" height="29"></a> The recent introduction by EU of Market Abuse Directive makes it necessary for banks and brokerage firms to adapt their internal processes and adopt new tools, to manage Price Sensitive information and to detect market manipulation behaviours. The Market Abuse Directive has the objective to... <p><a href="http://www.bobsguide.com/guide/vend/itsoftware.html">ITSOFTWARE</a></p> http://www.bobsguide.com/guide/prod/5-21689.html Thu, 09 Sep 2010 14:29:00 +0100 http://www.bobsguide.com/guide/prod/6-v-20712-1-mobile-phone-recording.html The only fully FSA-compliant mobile call recording solution that works across any network or any country. A unique, patented solution for organisations that want to use mobile communications without exposure to regulatory, commercial or operational risk. http://www.bobsguide.com/guide/prod/6-v-20712-1.html Thu, 01 Jan 1970 01:00:00 +0100 http://www.bobsguide.com/guide/prod/1-4143-charles-river-compliance.html Charles River Compliance automates the compliance workflow, provides centralized, real-time compliance monitoring and management, advanced rule building, customizable reports, powerful data administration, complete audit history.p> <p><a href="http://www.bobsguide.com/guide/vend/charles-river-development.html">Charles River Development</a></p> http://www.bobsguide.com/guide/prod/1-4143.html Tue, 03 Apr 2007 11:31:39 +0100 http://www.bobsguide.com/guide/prod/6-v-21871-1-fundapps-rapptr-cloud-based-compliance-monitoring.html Rapptr from FundApps provides cloud-based compliance monitoring & major shareholding reporting on a pre & post trade basis. Rapptr utilizes the latest 64 bit technology and has a workflow based backbone. Delivering peerless functionality and the quickest implementation times. http://www.bobsguide.com/guide/prod/6-v-21871-1.html Thu, 01 Jan 1970 01:00:00 +0100 http://www.bobsguide.com/guide/prod/6-v-22921-1-sme-consultants-in-surveillance-monitoring-solutions.html Alerts4 Financial Markets are specialists in Surveillance and Monitoring solutions across global financial markets. We deliver both consulting advice and operational solutions to any market participant including sell-side, broker, exchange, other trading venue operator or regulator. http://www.bobsguide.com/guide/prod/6-v-22921-1.html Thu, 01 Jan 1970 01:00:00 +0100 http://www.bobsguide.com/guide/prod/6-v-22974-1-transactzartm-trade-monitoring-and-reporting.html •Benchmarks Executions against Best Ex policy and 50+ Market Abuse Tests •Includes Market Data from 250+ global venues •Embedded Case Management System, reporting and analysis •Interfaces with in house or vendor systems •Hosted or enterprise (embedded toolkit) •FSA Transaction... http://www.bobsguide.com/guide/prod/6-v-22974-1.html Thu, 01 Jan 1970 01:00:00 +0100 http://www.bobsguide.com/guide/prod/5-23792-frontrunner-risk-manager.html Used in conjunction with the FrontRunner FrontTrade product, this provides the ability to assign, manage and track pre-trade risk limit checks within the FrontRunner suite. Comprising quantity and value-based limit controls per user/account, this provides high granularity for managing order flow. http://www.bobsguide.com/guide/prod/5-23792.html Mon, 08 Aug 2011 11:38:49 +0100 http://www.bobsguide.com/guide/prod/6-v-24817-1-maclear-egrc-suite.html A highly configurable, modular and scalable suite of GRC applications that provides transparency into enterprise-wide risk posture.Our software enables effective monitoring in the form of dashboards, analysis and automated work flows for reporting, assessments, remediation and recovery management. http://www.bobsguide.com/guide/prod/6-v-24817-1.html Thu, 01 Jan 1970 01:00:00 +0100