http://www.bobsguide.com Integrated solutions for Enterprise-wide Risk and Compliance Management. en-us Copyright (c) 2012 MyGuides Ltd Mon, 21 May 2012 13:00:07 +0100 Mon, 21 May 2012 13:00:07 +0100 support@bobsguide.com (Bobsguide Support) support@bobsguide.com (Bobsguide Support) http://www.bobsguide.com/images/logo.gif http://www.bobsguide.com 100 192 Bobsguide logo http://www.bobsguide.com/guide/prod/5-11659-metacompliance-policy-enterprise.html The MetaCompliance suite of software has been designed to assist organisations to increase their security posture and combat security threats before they rapidly propagate across the network or undermine their compliance with industry or government regulations. MetaCompliance Policy Enterprise... http://www.bobsguide.com/guide/prod/5-11659.html Tue, 27 Nov 2007 14:10:04 +0000 http://www.bobsguide.com/guide/prod/6-v-10823-1-metacompliance-policy-classic.html MetaCompliance Policy Classic v.2 (MPC) delivers a robust and easy way to manage your compliance communications and I.T security policies. The software is aimed at organisations with less than 250 users, yet who require an intelligent solution to manage their policies. Plausible deniability in the... http://www.bobsguide.com/guide/prod/6-v-10823-1.html Tue, 27 Nov 2007 14:11:56 +0000 http://www.bobsguide.com/guide/prod/5-11661-metacompliance-policy-laptop.html With flexibility of computing come opportunities for I.T Security failure. Nowhere is this more apparent than with the problems associated with the proliferation of laptops in the workplace. The same can be said of the provision of desktop PC’s for use in a remote working or flexible working... http://www.bobsguide.com/guide/prod/5-11661.html Tue, 27 Nov 2007 14:14:21 +0000 http://www.bobsguide.com/guide/prod/6-v-14424-1-quantate-risk-compliance.html Quantate is a web 2.0 risk and compliance management solution that is offered as SaaS and local installed versions. It is used by a wide variety of sectors such as health, councils, infrastructure, tertiary education, government. It is valued for its simplicity to enable distribution of roles. http://www.bobsguide.com/guide/prod/6-v-14424-1.html Thu, 01 Jan 1970 01:00:00 +0100 http://www.bobsguide.com/guide/prod/5-3603-axs-one-email-instant-message-management.html AXS-One Email &amp; Instant Message Management efficiently combines unstructured, semi-structured and structured disparate data into a unified data archive, simplifying the manner in which companies in regulated and non-regulated industries deal with email at the compliance, oversight and... http://www.bobsguide.com/guide/prod/5-3603.html Wed, 29 Jun 2005 17:19:11 +0100 http://www.bobsguide.com/guide/prod/6-v-19957-1-kdprevent.html The IMPAQ kdprevent™ suite is an automated analytical anti money laundering, compliance and risk solution, widely used by retail, investment and private banking financial institutions, for analysing customers activities and preventing criminal or non compliant transactions. http://www.bobsguide.com/guide/prod/6-v-19957-1.html Thu, 01 Jan 1970 01:00:00 +0100 http://www.bobsguide.com/guide/prod/1-2154-firco-filtering-suite.html <a href="http://www.bobsguide.com/guide/vend/fircosoft.html"><img align="left" hspace="10" border="0" src="http://www.bobsguide.com/slogos/c2453.gif" alt="FircoSoft" width="130" height="51"></a> Firco Filtering Suite&nbsp;is FircoSoft's expert watchlist filtering solution to facilitate compliance with national and international anti-money laundering and anti-terrorist financing regulations by eliminating the risk of processing illegal transactions and detecting high-risk financial... <p><a href="http://www.bobsguide.com/guide/vend/fircosoft.html">FircoSoft</a></p> http://www.bobsguide.com/guide/prod/1-2154.html Fri, 19 Jan 2007 11:20:52 +0000 http://www.bobsguide.com/guide/prod/6-v-14559-1-security-compliance-management.html TraceSecurity is a leading provider of security compliance and risk management solutions. The company helps organizations of all sizes to achieve, maintain and demonstrate security compliance. while significantly improving security posture through a comprehensive, patent-pending methodology . http://www.bobsguide.com/guide/prod/6-v-14559-1.html Thu, 01 Jan 1970 01:00:00 +0100 http://www.bobsguide.com/guide/prod/5-10995-facscreen.html <a href="http://www.bobsguide.com/guide/vend/accuity.html"><img align="left" hspace="10" border="0" src="http://www.bobsguide.com/slogos/tfnm.png" alt="Accuity" width="130" height="47"></a> This Accuity-provided service uses FACFilter software to screen and audit customer and account files against the databases that make up Accuity&rsquo;s Global WatchList (GWL). GWL contains thousands of records for individuals, companies, financial institutions, vessels, government officials,... <p><a href="http://www.bobsguide.com/guide/vend/accuity.html">Accuity</a></p> http://www.bobsguide.com/guide/prod/5-10995.html Mon, 20 Aug 2007 22:25:24 +0100 http://www.bobsguide.com/guide/prod/5-10996-private-file-creator.html <a href="http://www.bobsguide.com/guide/vend/accuity.html"><img align="left" hspace="10" border="0" src="http://www.bobsguide.com/slogos/tfnm.png" alt="Accuity" width="130" height="47"></a> Accuity&rsquo;s Private File Creator is an complete solution for private interdiction that allows you to confidentially create, customize and maintain personalized lists of entities germane to your business. Compatible with Accuity&rsquo;s FACFilter products, Private File Creator also performs the... <p><a href="http://www.bobsguide.com/guide/vend/accuity.html">Accuity</a></p> http://www.bobsguide.com/guide/prod/5-10996.html Mon, 20 Aug 2007 22:26:17 +0100 http://www.bobsguide.com/guide/prod/5-10997-314a-compliance-solution-by-accuity.html <a href="http://www.bobsguide.com/guide/vend/accuity.html"><img align="left" hspace="10" border="0" src="http://www.bobsguide.com/slogos/tfnm.png" alt="Accuity" width="130" height="47"></a> This cost-efficient service helps research entities included in Financial Crimes Enforcement Network (FinCEN) subject information requests (SIRs) as specified in Section 314(a) of the USA PATRIOT Act. Designed to be used along with Accuity&rsquo;s industry-leading software applications and filtering... <p><a href="http://www.bobsguide.com/guide/vend/accuity.html">Accuity</a></p> http://www.bobsguide.com/guide/prod/5-10997.html Mon, 20 Aug 2007 22:27:12 +0100 http://www.bobsguide.com/guide/prod/5-10998-326-compliance-solution-by-accuity.html <a href="http://www.bobsguide.com/guide/vend/accuity.html"><img align="left" hspace="10" border="0" src="http://www.bobsguide.com/slogos/tfnm.png" alt="Accuity" width="130" height="47"></a> Section 326 of the USA PATRIOT Act establishes the minimal procedures that financial institutions are required to incorporate into compliance initiatives when a customer opens a new or joint account. Utilizing the power of Experian&rsquo;s Authentication Services capabilities, 326 Compliance... <p><a href="http://www.bobsguide.com/guide/vend/accuity.html">Accuity</a></p> http://www.bobsguide.com/guide/prod/5-10998.html Mon, 20 Aug 2007 22:27:57 +0100 http://www.bobsguide.com/guide/prod/5-10999-currency-reporting-control-crc-system.html <a href="http://www.bobsguide.com/guide/vend/accuity.html"><img align="left" hspace="10" border="0" src="http://www.bobsguide.com/slogos/tfnm.png" alt="Accuity" width="130" height="47"></a> Accuity&rsquo;s CRC System centralizes and automates data collection for all cash transactions for the purpose of filing CTRs. The system allows users to define various levels of aggregation for individual customers based on single or multiple tax identification numbers or single or multiple... <p><a href="http://www.bobsguide.com/guide/vend/accuity.html">Accuity</a></p> http://www.bobsguide.com/guide/prod/5-10999.html Mon, 20 Aug 2007 22:33:14 +0100 http://www.bobsguide.com/guide/prod/5-11000-wire-transfer-control-wtc-system.html <a href="http://www.bobsguide.com/guide/vend/accuity.html"><img align="left" hspace="10" border="0" src="http://www.bobsguide.com/slogos/tfnm.png" alt="Accuity" width="130" height="47"></a> Accuity&rsquo;s WTC System is an automated record keeping solution that accepts import files of incoming and outgoing FedLine or FedAdvantage files. After files are imported, the WTC System: &gt; Performs hundreds of edits to ensure that the proper information is obtained. Once the information is... <p><a href="http://www.bobsguide.com/guide/vend/accuity.html">Accuity</a></p> http://www.bobsguide.com/guide/prod/5-11000.html Mon, 20 Aug 2007 22:32:43 +0100 http://www.bobsguide.com/guide/prod/5-11001-global-watchlist.html <a href="http://www.bobsguide.com/guide/vend/accuity.html"><img align="left" hspace="10" border="0" src="http://www.bobsguide.com/slogos/tfnm.png" alt="Accuity" width="130" height="47"></a> Accuity has built a reputation for maintaining the highest levels of data quality in the industry. We constantly collect, normalize and validate data from multiple sanctions and caution lists around the world, and enrich this data to&nbsp;reduce false positives and enable the highest level of AML... <p><a href="http://www.bobsguide.com/guide/vend/accuity.html">Accuity</a></p> http://www.bobsguide.com/guide/prod/5-11001.html Tue, 16 Oct 2007 21:09:03 +0100 http://www.bobsguide.com/guide/prod/5-24217-false-positive-reduction-business-assessment.html <a href="http://www.bobsguide.com/guide/vend/accuity.html"><img align="left" hspace="10" border="0" src="http://www.bobsguide.com/slogos/tfnm.png" alt="Accuity" width="130" height="47"></a> Fine-tune your existing caution list screening program to minimize false positives and maximize its efficiency. &nbsp; Our subject matter experts can review your screening processes and provide a gap analysis which clearly outlines ways to reduce unnecessary false positives. &nbsp;Implementing the... <p><a href="http://www.bobsguide.com/guide/vend/accuity.html">Accuity</a></p> http://www.bobsguide.com/guide/prod/5-24217.html Thu, 10 Nov 2011 12:19:07 +0000 http://www.bobsguide.com/guide/prod/5-14647-suspicious-activity-reporting-control-sarc-system.html <a href="http://www.bobsguide.com/guide/vend/accuity.html"><img align="left" hspace="10" border="0" src="http://www.bobsguide.com/slogos/tfnm.png" alt="Accuity" width="130" height="47"></a> Accuity&rsquo;s SARC System is an automated batch submission solution that allows users to enter their Suspicious Activity Reports (SARs) into a centralized database and then upload them to the Bank Secrecy Act (BSA) E-Filing System using the government-approved format. With the SARC System, you... <p><a href="http://www.bobsguide.com/guide/vend/accuity.html">Accuity</a></p> http://www.bobsguide.com/guide/prod/5-14647.html Thu, 01 Jan 1970 01:00:00 +0100 http://www.bobsguide.com/guide/prod/5-10762-portfolio-compliance.html In this module clients can instantly & consistently detect exceptions to both regulatory and company guidelines. Detects & alerts when undesired trends develop over time, all against custom parameters. FTT eliminates the fear & doubt around timeliness, knowledge & accuracy of compliance violations. http://www.bobsguide.com/guide/prod/5-10762.html Thu, 09 Aug 2007 18:44:27 +0100 http://www.bobsguide.com/guide/prod/6-v-10759-1-employee-trade-surveillance.html Financial Tracking monitors the transactions and holdings of employees’ investment account(s) versus your firm’s code of ethics and/or lists (prohibited list, watch list, black out list, etc.) and automatically alerts when an exception to a trading guideline has occurred. http://www.bobsguide.com/guide/prod/6-v-10759-1.html Thu, 09 Aug 2007 18:44:01 +0100 http://www.bobsguide.com/guide/prod/5-10878-dispersion-checking.html Monitors account/portfolio performance across grouped portfolios & alerts for dispersions. Dispersions can be checked for multiple time periods and can be applied across composite accounts, account v. model, model v. composite & account v. composite, etc. You determine the tolerance/threshold levels http://www.bobsguide.com/guide/prod/5-10878.html Thu, 09 Aug 2007 18:44:40 +0100 http://www.bobsguide.com/guide/prod/5-10886-best-execution.html Automated quantitative and qualitative analysis for FI and equity, trade by trade & dealer by dealer. Online exception to guidelines management, all with regulatory audit trails. http://www.bobsguide.com/guide/prod/5-10886.html Thu, 09 Aug 2007 18:41:45 +0100 http://www.bobsguide.com/guide/prod/5-10887-anti-money-laundering.html Online lookup and automated global list checking plus alerting for unusual cash & trading activities, all with online exceptions to guidelines management and regulatory audit trails. http://www.bobsguide.com/guide/prod/5-10887.html Thu, 09 Aug 2007 18:43:01 +0100 http://www.bobsguide.com/guide/prod/5-3199-e2gen-sanctions-monitoring.html <a href="http://www.bobsguide.com/guide/vend/aqua-global.html"><img align="left" hspace="10" border="0" src="http://www.bobsguide.com/slogos/c2279.gif" alt="Aqua Global" width="130" height="65"></a> Sanction Monitoring &nbsp; Financial institutions are under an obligation to induce measures to safeguard against inadvertent breaches of international, national as well as internal sanctions. Failure to comply with the published &ldquo;Sanctions&rdquo; list can lead to loss of prestige,... <p><a href="http://www.bobsguide.com/guide/vend/aqua-global.html">Aqua Global</a></p> http://www.bobsguide.com/guide/prod/5-3199.html Thu, 01 Apr 2004 11:26:55 +0100 http://www.bobsguide.com/guide/prod/6-v-14842-1-panorama-investigator-workbench.html . Investigative Case Management & Complete KYC/CDD . Automated retrieval of information (Reuters, Interpol, DowJones..) . Correlation Engine, incl. data quality & aging relevance determination . Flexible Workflow . Modeling -cases graphical representation . Integrated Reporting -internal &... http://www.bobsguide.com/guide/prod/6-v-14842-1.html Thu, 01 Jan 1970 01:00:00 +0100 http://www.bobsguide.com/guide/prod/6-v-14738-1-iappraise-risk-and-audit-software.html iAppraise is an online audit solution designed to ease the pain and cost of compliance for corporations and regulators. With web and mobile technology , iAppraise speeds up the audit process, simplifies reporting & administration, and provides real time information to compliance stakeholders. http://www.bobsguide.com/guide/prod/6-v-14738-1.html Thu, 01 Jan 1970 01:00:00 +0100 http://www.bobsguide.com/guide/prod/5-18309-avanon-compliance.html Compliance brings with it a host of new and existing regulations which need to be managed together in an aggregate and coherent manner. Doing this leads to inevitable efficiencies and benefits decision-making. Whether you are a compliance officer, a manager, internal auditor, board member or an... http://www.bobsguide.com/guide/prod/5-18309.html Thu, 01 Jan 1970 01:00:00 +0100 http://www.bobsguide.com/guide/prod/5-23948-commodity-xl-for-dodd-frank-end-user-exemption.html <a href="http://www.bobsguide.com/guide/vend/triple-point-technology.html"><img align="left" hspace="10" border="0" src="http://www.bobsguide.com/slogos/v-6104.png" alt="Triple Point Technology" width="48" height="65"></a> Commodity XL for Dodd-Frank: End User Exemption enables the exemption process for each hedge, allowing companies to protect their hedging programs and ensure that valuable working capital is retained. Key functionality includes a complete audit trail of hedging activity, effectiveness testing, and... <p><a href="http://www.bobsguide.com/guide/vend/triple-point-technology.html">Triple Point Technology</a></p> http://www.bobsguide.com/guide/prod/5-23948.html Fri, 02 Sep 2011 11:32:55 +0100 http://www.bobsguide.com/guide/prod/6-v-14019-1-aline-on-demand-grcp-software.html Aline GRC+P is the only on-demand solution proven to reduce the cost and time of GRC ERM compliance by up to 50% and transform compliance into sustainable business improvement. Aline4GRC is unique in its ability to provide a complete solution, simply, easily and at an affordable price. http://www.bobsguide.com/guide/prod/6-v-14019-1.html Thu, 01 Jan 1970 01:00:00 +0100 http://www.bobsguide.com/guide/prod/5-9522-quickoms.html QuickOMS streamlines the FX trading process and reduces the effort needed to trade across multiple allocations, currencies and forward dates. It provides multiple ways to achieve and prove best execution, from the ability to execute deals in competition to comprehensive reporting capabilities. http://www.bobsguide.com/guide/prod/5-9522.html Wed, 14 Mar 2007 13:39:48 +0000 http://www.bobsguide.com/guide/prod/5-9815-grc-on-demand.html A SaaS-based GRC solution with functionality for financial controls management, audit automation, operational and enterprise risk management, IT governance, and compliance delivered to your desktop through a standard web-browser. www.paisley.com http://www.bobsguide.com/guide/prod/5-9815.html Tue, 10 Apr 2007 22:55:20 +0100 http://www.bobsguide.com/guide/prod/6-v-14585-1-web-based-risk-management-system-generate-ifrs-reports-.html The CompuHedge solution supports the folowing risk management standards and regulations: IAS 39 SOX IFRS FAS 133 http://www.bobsguide.com/guide/prod/6-v-14585-1.html Thu, 01 Jan 1970 01:00:00 +0100 http://www.bobsguide.com/guide/prod/5-22792-execution-analytics-compliance-solution-ecs.html Jordan & Jordan’s ECS helps firms evaluate and demonstrate their performance in complying with the SEC’s and FINRA’s rules related to Reg NMS, Short Sale Amendments, and execution quality. ECS enables clients to monitor the effectiveness of their required policies and procedures. www.jandj.com/ecs http://www.bobsguide.com/guide/prod/5-22792.html Mon, 07 Mar 2011 21:56:59 +0000 http://www.bobsguide.com/guide/prod/6-v-16165-1-citicus-one.html A web-based tool for managing information risk and other aspects of operational risk enterprise-wide. Citicus ONE Release 3 enables risk practitioners to measure and aggregate the risks posed by business applications, IT infrastructure, sites and suppliers in a consistent and objective way. http://www.bobsguide.com/guide/prod/6-v-16165-1.html Thu, 01 Jan 1970 01:00:00 +0100 http://www.bobsguide.com/guide/prod/5-4829-complinet-complete.html Complinet Complete provides our clients with a 360 degree view of the risk & compliance landscape including exclusive news & analysis pieces, regulatory development tracking, updates to rulebooks and practical guidance notes - all in one fully customizable package. http://www.bobsguide.com/guide/prod/5-4829.html Mon, 14 Jan 2008 10:38:15 +0000 http://www.bobsguide.com/guide/prod/5-11816-topaz-trace.html Topaz Trace is a complete AML and compliance solution to allow you to monitor, detect, investigate and report any suspicious employee or customer activity. Powerful Know your customer (KYC) transactional analysis and controls from account opening through all types of banking activities. http://www.bobsguide.com/guide/prod/5-11816.html Fri, 14 Dec 2007 15:16:40 +0000 http://www.bobsguide.com/guide/prod/5-8943-sironmm.html SironMM checks the securities transactions for insider trading, for compliance with the rules for employee transactions and with other company-internal directives, as well as for breaches against the ban on exchange rate manipulations and market manipulations. http://www.bobsguide.com/guide/prod/5-8943.html Mon, 22 Jan 2007 10:48:54 +0000 http://www.bobsguide.com/guide/prod/6-Data01-1-dndirector.html dn:Director is your single source of profiling, analyzing, cleaning, transforming and matching data. It provides a collaborative working environment where multiple users,can share information and work co-operatively to achieve the results you demand. http://www.bobsguide.com/guide/prod/6-Data01-1.html Wed, 22 Aug 2007 10:34:35 +0100 http://www.bobsguide.com/guide/prod/5-16664-risk-management.html Our offering gives you insight into your process and environment risks to foresee and address emerging sources of risk. Our framework helps you maintain a risk management infrastructure for the entire organization, including a uniform risk language, risk warehouse, and working governance mechanism. http://www.bobsguide.com/guide/prod/5-16664.html Thu, 01 Jan 1970 01:00:00 +0100 http://www.bobsguide.com/guide/prod/5-10302-pricing-partners-price-it-source-code.html <a href="http://www.bobsguide.com/guide/vend/pricing-partners.html"><img align="left" hspace="10" border="0" src="http://www.bobsguide.com/slogos/v-7107.gif" alt="Pricing Partners" width="130" height="65"></a> Pricing Partners' Price-it Source Code is a C++ library enabling clients modifying and enriching the analytics with full transparency (with source access) for all quantitative objects, including pricing models, numerical methods and calibration. Characteristics Access to the source code of... <p><a href="http://www.bobsguide.com/guide/vend/pricing-partners.html">Pricing Partners</a></p> http://www.bobsguide.com/guide/prod/5-10302.html Wed, 13 Jun 2007 14:57:32 +0100 http://www.bobsguide.com/guide/prod/5-9194-protiviti-governance-portal-for-financial-controls-assurance.html Organizations face financial reporting regulations such as Sarbanes-Oxley, J-SOX, OMB Circular A-123, Bill 198, and e seek an effective means to report on internal controls over financial reporting. The Controls Management module of the Governance Portal is designed to improve corporate governance... http://www.bobsguide.com/guide/prod/5-9194.html Thu, 15 Feb 2007 14:13:48 +0000 http://www.bobsguide.com/guide/prod/5-23104-creditdimensions.html http://CreditDimensions.com Platform solution built as master data manager or by project on lease data vendor basis. CDi allows risk management, client on-boarding, and corporate action monitoring while aggregating incoming data feeds, offering a safe way to manage and prioritize information. http://www.bobsguide.com/guide/prod/5-23104.html Tue, 03 May 2011 14:55:21 +0100 http://www.bobsguide.com/guide/prod/6-v-9963-1-onecomply-financial-compliance-solution.html SourceSentry provides a web based software specifically for IT risk and compliance called OneComply. It is a risk based approach that eases the identification and tracking of controls for regulations such as FFIEC, GLBA etc. that affect Banks etc. http://www.bobsguide.com/guide/prod/6-v-9963-1.html Thu, 01 Jan 1970 01:00:00 +0100 http://www.bobsguide.com/guide/prod/5-10242-complianceqtm-compliance-monitoring-and-reporting.html ComplianceQ delivers an integrated comprehensive solution set meeting the supervision and oversight needs of all on- and off-platform business through the life cycle of an investor account. http://www.bobsguide.com/guide/prod/5-10242.html Mon, 04 Jun 2007 18:47:51 +0100 http://www.bobsguide.com/guide/prod/5-11242-softtargets-ibalance-compliance-workflow-automation.html iBalanceTM Compliance module allows to easily : -Satisfy security imperatives through pre-trade, post-trade and Just-in-Time compliance -Apply simple or complex custom rules on a portfolio or portfolio groups -Support portfolio family -Generate reports and trigger compliance events http://www.bobsguide.com/guide/prod/5-11242.html Tue, 18 Sep 2007 14:56:15 +0100 http://www.bobsguide.com/guide/prod/6-v-24713-1-complians-fsa-compliance-software.html Complians takes out the hassle of keeping FSA compliance books and records. A solution for Compliance Officers to ensure they MiFID compliant. Clients include Hedge Funds, Wealth Managers, Asset Managers, Investment Advisors and Brokers. http://www.bobsguide.com/guide/prod/6-v-24713-1.html Thu, 01 Jan 1970 01:00:00 +0100 http://www.bobsguide.com/guide/prod/5-19636-mycomplianceoffice-personal-trading-surveillance.html Our Employee Personal Trading System can capture, report and monitor all of your employees' personal trading activities in the most efficient and cost effective approach ensuring you are in accordance with industry regulations and your firms' policies and procedures. http://www.bobsguide.com/guide/prod/5-19636.html Thu, 01 Jan 1970 01:00:00 +0100 http://www.bobsguide.com/guide/prod/6-v-18927-1-compliance-management-system-including-personal-trading.html MyComplianceOffice is a web-based software compliance solution specifically designed for Investment advisers, Hedge Funds, and Broker Dealers. It automates and centralizes a firm’s compliance procedures and activities such as certifications, code of ethics, personal trading and document management. http://www.bobsguide.com/guide/prod/6-v-18927-1.html Thu, 01 Jan 1970 01:00:00 +0100 http://www.bobsguide.com/guide/prod/5-17743-independence-global-monitoring-systems.html Independence is an enterprise system used to identify, disclose, and monitor the financial interests and relationships of large, multi-national clients and their employees, effectively managing the risk of possible regulatory sanction or non-compliance with company-specific policy http://www.bobsguide.com/guide/prod/5-17743.html Thu, 01 Jan 1970 01:00:00 +0100 http://www.bobsguide.com/guide/prod/6-v-13760-1-technical-services-data-solutions-financial-services.html Kingland Systems is a leader in solving complex business problems, providing world class technology services, solutions, and outsourcing to global financial and accounting institutions. Put simply, we like solving problems and have the experience and capabilities to do so for you. http://www.bobsguide.com/guide/prod/6-v-13760-1.html Thu, 01 Jan 1970 01:00:00 +0100 http://www.bobsguide.com/guide/prod/6-v-13798-1-acs-compliance-risk-management.html ACS Compliance Risk Management has become the choice for investment advisers who need to put in place a superior compliance program to significantly and quickly lower their compliance risks, increase their attractiveness to investors and maximize the returns from their compliance budgets. http://www.bobsguide.com/guide/prod/6-v-13798-1.html Thu, 01 Jan 1970 01:00:00 +0100 http://www.bobsguide.com/guide/prod/5-19409-commerce-safe-security-as-a-service.html Commerce Safe provides partner organizations, such as software companies or VARs, the most up -to-date methods for security and compliance integration; to ensure the safety of payment transactions through secure workflows and security enablement. http://www.bobsguide.com/guide/prod/5-19409.html Thu, 01 Jan 1970 01:00:00 +0100 http://www.bobsguide.com/guide/prod/6-v-16109-1-bsa-tracking-system.html BSA/AML integrated compliance solution CIP and Id theft compliance, CTR and SAR processing, Automated Alerts, MSB & Privately Owned ATM Tracking, Wire Analysis, Kiting and Fraud Analysis, legal process tracking, Risk Management assessment & tracking, OFAC, 314 A compliance http://www.bobsguide.com/guide/prod/6-v-16109-1.html Thu, 01 Jan 1970 01:00:00 +0100 http://www.bobsguide.com/guide/prod/5-18971-employee-compliance.html Cover your US and international employee Governance, Risk and Compliance obligations: 1. Personal trading 2. Gifts & Entertaining given 3. Gifts & Entertaining received 4. Code of ethics 5. Conflicts of interests 6. External appointments 7. Connected parties 8. Employee broker accounts http://www.bobsguide.com/guide/prod/5-18971.html Thu, 01 Jan 1970 01:00:00 +0100 http://www.bobsguide.com/guide/prod/5-18974-client-governance.html Cover your US and international client Governance, Risk and Compliance obligations: 1. Contractual instructions/restrictions 2. Regulatory instructions/restrictions 3. Regulatory classification 4. Client complaints 5. Authorized signatories 6. Client contracts/documentation http://www.bobsguide.com/guide/prod/5-18974.html Thu, 01 Jan 1970 01:00:00 +0100 http://www.bobsguide.com/guide/prod/5-23999-compass.html <a href="http://www.bobsguide.com/guide/vend/dion-global-solutions.html"><img align="left" hspace="10" border="0" src="http://www.bobsguide.com/slogos/v-16312.gif" alt="Dion Global Solutions" width="130" height="34"></a> Identifying, managing and reporting compliance risk consistently and dynamically throughout an organisation has always been a labour-intensive challenge, especially in complex organisations. Now it&rsquo;s even harder. Compliance risk profiles and the performance of compliance controls change... <p><a href="http://www.bobsguide.com/guide/vend/dion-global-solutions.html">Dion Global Solutions</a></p> http://www.bobsguide.com/guide/prod/5-23999.html Tue, 20 Sep 2011 10:43:34 +0100 http://www.bobsguide.com/guide/prod/6-v-16746-1-regulatory-knowledge-engineering-and-advanced-data-mining.html Leverage subject matter expertise with knowledge engineering and advanced data mining methods to yield results that outweight the costs of regulatory compliance in the financial services industry. The services provided help firms to ensure a higher return on investments in compliance infrastructure. http://www.bobsguide.com/guide/prod/6-v-16746-1.html Thu, 01 Jan 1970 01:00:00 +0100 http://www.bobsguide.com/guide/prod/6-v-18250-1-ip-guard.html It is an issue in many banks these days. How can confidential information be well protected? IP-guard, information security management software, offers a solution! Functions include screen monitoring, file monitoring and prevention of illegal transfer via computers and external devices and much more http://www.bobsguide.com/guide/prod/6-v-18250-1.html Thu, 01 Jan 1970 01:00:00 +0100 http://www.bobsguide.com/guide/prod/5-20924-finscan-hosted.html The administrative and operational demands of implementing, managing and maintaining a robust in-house software compliance solution generally require a substantial investment in increased staff, training, and infrastructure. Because the cost and effort needed to support such a solution can erode... http://www.bobsguide.com/guide/prod/5-20924.html Thu, 01 Jan 1970 01:00:00 +0100 http://www.bobsguide.com/guide/prod/6-v-18479-1-finscan.html FinScan is&nbsp;the leading international provider of sanctions, PEP and heightened risk screening solutions for the financial services industry. FinScan helps organizations worldwide meet the requirements of international government regulatory agencies by providing the most advanced sanctions list... http://www.bobsguide.com/guide/prod/6-v-18479-1.html Thu, 01 Jan 1970 01:00:00 +0100 http://www.bobsguide.com/guide/prod/5-19798-objectway-portfolio-manager.html <a href="http://www.bobsguide.com/guide/vend/objectway-spa.html"><img align="left" hspace="10" border="0" src="http://www.bobsguide.com/slogos/v-19789.jpg" alt="ObjectWay SpA" width="130" height="40"></a> ObjectWay Portfolio Manager assists portfolio managers in decision making and execution tasks by supporting construction of model portfolios, portfolio valuation, risk assessment and performance measurement, portfolio rebalancing, investment rule compliance, order management and reporting. ... <p><a href="http://www.bobsguide.com/guide/vend/objectway-spa.html">ObjectWay SpA</a></p> http://www.bobsguide.com/guide/prod/5-19798.html Thu, 01 Jan 1970 01:00:00 +0100 http://www.bobsguide.com/guide/prod/5-20200-adaptive-grc-exclusive-to-audit-2-ltd.html AdaptiveGRC is the first, effective, end-to-end Governance-Risk-Compliance (GRC) software that can tackle multiple compliance factors and review different products and services through a single framework. This significantly improves the power of your governance, risk and compliance framework. http://www.bobsguide.com/guide/prod/5-20200.html Thu, 01 Jan 1970 01:00:00 +0100 http://www.bobsguide.com/guide/prod/6-v-20269-1-grace-orm-operational-risk-management-in-hedgefunds.html GRACE-ORM. automates risk identification, monitoring, mitigation management, compliance, legal, counterparty, funding, liquidity, credit, financial risks in planning, execution and reporting from due diligence activities, risk assessments, audits, operational reporting, loss events incidents. ... http://www.bobsguide.com/guide/prod/6-v-20269-1.html Thu, 01 Jan 1970 01:00:00 +0100 http://www.bobsguide.com/guide/prod/6-v-20686-1-compliance-track-software-as-a-service.html Compliance Track provides a cost effective strategic opportunity for companies by providing a compliance software platform to support all compliance initiatives. Compliance Track provides an integrated compliance software platform with visibility across all compliance requirements. http://www.bobsguide.com/guide/prod/6-v-20686-1.html Thu, 01 Jan 1970 01:00:00 +0100 http://www.bobsguide.com/guide/prod/6-v-22189-1-onesource-business-browser.html OneSource Business Browser is an easy to use tool, which gives you instant access to both top-line information and in-depth intelligence on industries, companies (both public and private), executives and corporate family structures. http://www.bobsguide.com/guide/prod/6-v-22189-1.html Thu, 01 Jan 1970 01:00:00 +0100 http://www.bobsguide.com/guide/prod/6-v-22353-1-co-comply.html A unique software product in the asset management market providing a single view of a firm's compliance framework. By choosing co-comply you will introduce greater transparency, control and discipline, turning these critical processes into proactive management tools that improve business performance http://www.bobsguide.com/guide/prod/6-v-22353-1.html Thu, 01 Jan 1970 01:00:00 +0100 http://www.bobsguide.com/guide/prod/6-v-22543-1-aml-compliance-advisory-services.html A comprehesive set of professional services addressing the needs of AML compliance. A short list of key services includes: System and program reviews, Regulatory Remediation, System Implemenations, Training, Coversions to new systems, False positive reduction, Policy and Procedures. http://www.bobsguide.com/guide/prod/6-v-22543-1.html Thu, 01 Jan 1970 01:00:00 +0100 http://www.bobsguide.com/guide/prod/6-v-23222-1-powerdmstm-suite-compliance-management-software.html IDS provides PowerDMS™ Suite: compliance management software saving you time, money, and stress. With policy management at its core, our integrated solution addresses your compliance needs in policy and procedure management, employee training, and more. http://www.bobsguide.com/guide/prod/6-v-23222-1.html Thu, 01 Jan 1970 01:00:00 +0100 http://www.bobsguide.com/guide/prod/6-v-23549-1-planningit.html alfabet provides a comprehensive software suite that supports all aspects of Business IT Management. From accurate insight into the enterprise architecture, to IT planning, risk management, compliance, road-mapping and IT program control. http://www.bobsguide.com/guide/prod/6-v-23549-1.html Thu, 01 Jan 1970 01:00:00 +0100