Regulatory Reporting

Software and services focused on business activity monitoring and reports generation on regulatory compliance in line with financial regulations and laws.

Company: Hedgeguard
Customisable cloud-based PMS (Portfolio Management System) and dedicated Middle Office services, built for the market's leading asset managers. Our solutions have been created by ex-buyside professionals who have experienced the challenges faced by managers in today’s increasingly competitive environment.The HedgeGuard PMS is a full front-to-back single platform software which ...
siena is the market leading deal capture, cash management, position keeping solution, eTrading & ePayments solution from eurobase.  siena supports all asset classes, aligns to your business requirements and delivers real-time control of your operations.
siena Regulatory Reporter was carefully designed by experts in the industry to help our clients overcome a number of challenges arising from regulations such as MiFID II.  The business challenges resolved range from pre-trade compliance, best execution, post-trade disclosure to record keeping and systematic internalisation evaluation.  Our hybrid solution for Voice Trading will ...
Company: AutoRek
Our clients use AutoRek to improve internal controls and MI, gaining increased control and visibility over the entire financial process, and achieving minimisation of risk by:   ·        Identifying potentially expensive mistakes early ...
Company: targit GmbH
Software solution for regulatory reporting tecconTR ("targit electronic confirmation connector for Trade Repositories") is targit’s software solution in support of compliance with both the European Market Infrastructure Regulation (EMIR) as well as the Swiss FMIA law (FinfraG in German), which enables reporting of all derivative contracts to a ...
Company: AxiomSL
RiskMonitor empowers financial institutions (buy and sell side) to perform the standard and some advanced methodologies of market, credit and liquidity risk calculations. It covers all asset classes, instruments and commodity contracts. The architecture of Risk Versions™ allows multiple users to perform their work, while providing complete data consistency and transparency.AxiomSL’s integrated ...
Company: AxiomSL
ControllerView® is a strategic financial control platform designed to deal with the challenges facing today’s financial executives, while delivering solutions for Regulatory, Operational and Management Reporting. It enables greater transparency across the entire enterprise by rapidly adapting to new regulatory regimes. It empowers its users with complete control in establishing and ...
Company: AxiomSL
AxiomSL has extended its fully integrated data management and regulatory reporting platform to support XBRL taxonomy management and submission, and it easily adapts to XBRL taxonomy requirements across multiple countries. AxiomSL’s out-of-the-box XBRL reporting solution enables financial institutions to leverage their existing infrastructures to quickly become compliant with the new capital ...
Our solution for AIFMD Annex IV Reporting is market leading and comprehensive. We support hundreds of AIFs annually, including complex derivative funds, infrastructure, real estate and private equity funds. It enables organisations to rapidly comply with the AIFMD requirements in respect of leverage, liquidity monitoring, risk management and regulatory reporting, without implementation ...
Funds-Axis provides fully automated investment compliance for 1940 Act funds, with no fuss. This is kept fully up-to-date including for SEC proposals on Asset Segregation and Liquidity Monitoring. Our solution is simple, quick and low cost: Installed or Web-based (SAAS, secure FTP) – no internal technology requirements Just upload holding file (simple file format) and press ...
Our 13F solution takes the complexities of 13F Reporting and makes it a fully automated, quick, simple and transparent process. It is available as a stand-alone service or as part of a comprehensive suite of regulatory reporting solutions.   About US SEC Form 13F Institutional investment managers who hold at least $100 million in market value of qualifying securities are required to ...
We offer our clients a fully automated monitoring solution for Position Limits. Key features include: Easy implementation Data provision for all Position limits (including spot, single month and all month limits) Comprehensive documentation and analysis of all rules Tracking of all regulatory developments and position limit changes Comprehensive automated alerts, including against ...
OPEN PROTOCOL (previous OPERA – Open Protocol Enabling Risk Aggregation) is a private sector initiative designed to help standardise reporting procedures for collection, collation and conveying hedge fund risk information. There is a standard reporting template which covers all areas relating to performance and risk reporting for hedge funds. It defines common principles, metrics and ...
With a full history of all holdings, we enable you to quickly respond to s. 793 requests. Simply select the date and issuer (or relevant instruments) to see a detailed analysis of all holdings in relevant instruments.   Overview of s. 793 Requests S. 793 Companies Act 2006 (“the Act”) gives a public company the right to require anyone who is, or might be, ...
Managers of UK authorised UCITS concerning their use of derivatives, including a new Derivatives Use Report that is required to be reported annually to the FCA within 30 business days from 31st October. Funds-Axis provide 2 solutions! We offer a fully automated reporting solution as well as a simple excel to xml conversion solution.   Full Solution Maintain all static data ...
Global Disclosures is used by fund managers globally to significantly reduce the time and associated compliance costs involved with researching and investigating disclosure rules in-house. An experienced team of professionals provide comprehensive analysis of regulatory disclosure rules in over 70 jurisdictions through our user friendly online rules portal. Full coverage of disclosure rules ...