Trading Compliance

* new

Software and services for the purpose of monitoring and ensuring business activities and functions are in line with trading regulations and laws enforced by various regulatory bodies.

32 Products match your filters: expand/reduce filters
Company: Thomson Reuters
Address the challenges of MiFID. There continues to be much debate about a consolidated tape for European Equities. In the interest of gaining clarity over the exact nature of market concerns Thomson Reuters has consulted with representatives of over 20 buy-side firms to understand their issues and how they might be addressed. MiFID Services include: Best execution Thomson Reuters ... read more
Company: Thomson Reuters
The trade execution process has grown increasingly complex and the costs associated with each transaction have become more intricate. It is essential to monitor and optimize execution quality to be competitive and to be compliant with regulatory obligations. Thomson Reuters Global TCA provides the solution you need. With Thomson Reuters Global TCA, you can: Validate if best execution ... read more
Company: Thomson Reuters
Monitor and optimize execution quality to stay competitive and meet regulatory best execution obligations. US Best Execution Service enables you to meet the challenges of an increasingly complex environment while remaining compliant. With US Best Execution Service, you can: Perform best execution analysis across equities and options, for both retail and institutional order flow. ... read more
Company: LINEDATA
Enterprise-wide Compliance Monitoring and Risk Management Linedata Compliance is a fully integrated, multi-user compliance solution for buy-side institutions that supports the business requirements and workflows of compliance officers, portfolio managers and traders. Linedata Compliance offers advanced compliance checking capability as a stand-alone compliance system, or it can be fully ... read more
Company: Option Computers
Overview (DHView) DealHub/DHView is a comprehensive desktop user tool for interaction with an overview of various DealHub products, and is used to access the DealHub Archive database. DHView can be ... read more
Company: Option Computers
Conductor (Smart Ticket Routing) The DealHub Conductor solution enables sell-side banks to route traffic to existing aggregation services (such as CLS) as well as to CCP solutions using advanced ... read more
Company: Fiserv
Market Surveillance Manager - prevents market abuse, insider trading, minimizes trading risk and ensures compliance with regulatory requirements including MiFID, supporting client classification, ... read more
  Page: 1 | 2 | 3  Next page 

Sign up for our newsletter

Stay up to date with the latest news, jobs, products and resources in financial technology

Send a request for proposal to vendors

Save hours of work by submitting your RFP through our confidential, automated system

Add your company to bobsguide

There's no charge to ensure financial technology buyers know your products are there

Advertise on bobsguide

Find out how to reach our 50,000 members through our site and its newsletters

Currently viewing(32)
Filters: Clear all
To add a filter click on the +
Database
DB2  (1)
+
Informix  (0)
+
MS SQL Server  (10)
+
MySQL  (1)
+
Oracle  (6)
+
PostgreSQL  (1)
+
Sybase  (2)
+
Other  (1)
+
Language used
C  (1)
+
C#  (5)
+
C++  (4)
+
Cobol  (0)
+
Fortran  (0)
+
Java  (4)
+
Lisp  (0)
+
Perl  (0)
+
Python  (0)
+
Ruby on Rails  (0)
+
Visual Basic  (1)
+
Other  (2)
+
Operating system
AIX  (1)
+
HP-Unix  (1)
+
IBM i (i5/OS)  (0)
+
IBM z/OS  (0)
+
Linux  (2)
+
Mac OS 9  (0)
+
Max OS X  (0)
+
Solaris  (1)
+
Windows 2000  (2)
+
Windows 2003  (7)
+
Windows 7  (2)
+
Windows NT4  (3)
+
Windows Vista  (6)
+
Windows XP  (7)
+
Other  (3)
+
Pricing structure
Fixed  (8)
+
Per seat  (5)
+
Volume-based  (2)
+
Other  (5)
+
User interface
GUI  (8)
+
Terminal  (0)
+
Web  (8)
+
Other  (1)
+