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Trading Compliance

What is "Trading Compliance" ?

Software and services for the purpose of monitoring and ensuring business activities and functions are in line with trading regulations and laws enforced by various regulatory bodies.
There are 24 products/services in the list. If you need help using this page click here.
LINEDATA SERVICES
Enterprise-wide Compliance Monitoring and Risk Management Linedata Compliance is a fully integrated, multi-user compliance solution for buy-side institutions that supports the business requirements and workflows of compliance officers, portfolio managers and traders. Linedata Compliance offers advanced compliance checking capability as a stand-alone compliance system, or it can be fully ...
Tags:
trading,compliance,linedata,middle office,compliance monitoring,risk management, pre-trade,post trade, regulatory,fast,global,secure, rule library
Thomson Reuters
Address the challenges of MiFID. Solutions from Thomson Reuters help you to provide best execution, meet your transparency obligations and consolidate a fragmented data market. MiFID Services include: Best execution Thomson Reuters Global TCA - Uses a comprehensive tick database to calculate cross venue benchmarks relevant to a firm’s individual orders and executions. Equity ...
Tags:
MiFID, Regulatory compliance, trading compliance, best execution
Thomson Reuters
The trade execution process has grown increasingly complex while compliance mandates have broadened. Now more than ever, it is essential to monitor and optimize execution quality to remain competitive and to meet regulatory best execution obligations. TTA US Best Execution Service provides the solution you need. With TTA US Best Execution Service, you can: Perform best execution ...
Tags:
TTA, transaction analytics, trade execution, compliance, monitor trade execution, best execution, execution compliance, equities, SEC 605, SEC 606, SEC disclosure, RegNMS
Thomson Reuters
The trade execution process has grown increasingly complex and the costs associated with each transaction have become more intricate. It is essential to monitor and optimize execution quality to be competitive and to be compliant with regulatory obligations. Thomson Reuters Global TCA provides the solution you need. With Thomson Reuters Global TCA, you can: Validate if best ...
Tags:
global tca, transaction analytics, trade cost analysis, trade execution, transaction cost, monitor trades, optimize execution, compliance, best execution, analyze trades, VWAP shortfall, HLOC shortfall
Advent Rules Manager Make Compliance an Asset Between SEC regulations, client requirements, and your firm’s investment policies, compliance has become increasingly complex. At the same ...
Tags:
portfolio monitoring, MiFID, trade execution, compliance, monitor trade execution, best execution, execution compliance, SEC disclosure, RegNMS
A single European market in financial services will allow financial institutions to provide their services to every member state of the European Union (EU) without the need to comply with ...
Tags:
MiFID, financial services provider, Markets Financial Instruments, frameworks services, business analytics techniques, IT Consulting services, banking
Vendor: Fixnetix
Fixnetix iX-Direct is the leading Ultra Low Latency market data feed for Equities, Bonds, Futures & Options and FX markets. iX-Direct outperfroms direct exchange connectivity feed ...
Tags:
data exchange feed mifid low latency trading deutsche euronext lse nyse nasdaq tenfore cef proximity infolec
Vendor: SIA-SSB
The Compliance solution that integrates and manages different data sources giving a full view of ...
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