Software and services for the purpose of monitoring and ensuring business activities and functions are in line with trading regulations and laws enforced by various regulatory bodies.
Company: LINEDATA
Enterprise-wide Compliance Monitoring and Risk Management
Linedata Compliance is a fully integrated, multi-user compliance solution for buy-side institutions that supports the business requirements and workflows of compliance officers, portfolio managers and traders. Linedata Compliance offers advanced compliance checking capability as a stand-alone compliance system, or it can be fully ... read more
Company: Option Computers
Overview (DHView)
DealHub/DHView is a comprehensive desktop user tool for interaction with an overview of various DealHub products, and is used to access the DealHub Archive database. DHView can be ... read more
Company: Option Computers
Conductor (Smart Ticket Routing)
The DealHub Conductor solution enables sell-side banks to route traffic to existing aggregation services (such as CLS) as well as to CCP solutions using advanced ... read more
Company: Advent Software, Inc.
Advent Rules Manager
Make Compliance an Asset
Between SEC regulations, client requirements, and your firm’s investment policies, compliance has become increasingly complex. At the same ... read more
Company: ITSOFTWARE
The recent introduction by EU of Market Abuse Directive makes it necessary for banks
and brokerage ... read more
Company: CYMBA Technologies
Hi-Performance Pre & Post Trade Compliance wtih full UCITS support
CYMBA Athena provides a ... read more
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