Trading Compliance

Software and services for the purpose of monitoring and ensuring business activities and functions are in line with trading regulations and laws enforced by various regulatory bodies.

Company: Accuity
If your organisation is seeking to streamline its account, transaction, and trade screening processes, Firco Compliance Link provides a stable foundation on which you can build your regulatory compliance and enhanced due diligence programs. Firco Compliance Link offers a flexible and easy-to-deploy platform, unrivalled connectivity, best-in-class data, and user-friendly interface. Fueled by ...
Company: Accuity
When your business is financing or participating in trade, you need a source of up-to-date intelligence and tools to complete due diligence checks. You need a capability that can support your regulatory compliance on an ongoing basis. With Firco Trade Compliance, you can complete all your compliance checks in one place. This screening includes vessels, ports, and dual-use goods, as ...
siena is the market leading deal capture, cash management, position keeping solution, eTrading & ePayments solution from eurobase.  siena supports all asset classes, aligns to your business requirements and delivers real-time control of your operations.
Company: Calypso
Calypso is the global standard in OTC clearing for CCPs, exchanges, clearing members and end-users. 86% of CCPs who are live and clearing interest rate swaps use Calypso, including CME, Eurex, SGX, TSE, HKEx and ASX. Calypso OTC Clearing enables institutions to comply with Dodd-Frank and EMIR regulation and create a robust OTC clearing capability.   Calypso provides a comprehensive ...
Company: Trapets AB
InstantWatch Market is a cost effective, real time data analysis application that meets the compliance needs of the most demanding financial institutions. Designed as a powerful tool to help eliminate ...
Company: Trapets AB
With an increasing range of financial instruments being offered, trading is becoming more and more complex. The market structure has also become more variable and complicated and the volumes of ...
FCA and MiFID II compliant call recording solutions for financial firms legally obligated to record calls in the event of an investigation or suspicion of illegal trading activity. Benefits: ...