TradeWare OATS Consolidator

Tradeware™ OATS Consolidator
Full-Service OATS Compliance Solution

As a FINRA-certified Transmitting and Reporting Order Sending Organization (OSO), SS&C Tradeware provides a full range of OATS compliance solutions, including our unique OATS Consolidator service for desks with multiple trading systems. Through leveraging our extensive integration experience and compliance expertise, SS&C Tradeware can provide your firm with an OATS compliance solution for any set of trading systems at any level of complexity.

OATS Reporting Services

SS&C Tradeware provides the following services:

  • submit OATS reports on your behalf
  • review OATS website daily
  • repair rejects
  • provide you with copies of submitted data
  • address any changes in FINRA requirements

We can provide OATS reporting support for trading systems, which have no or limited OATS reporting capabilities.

OATS Consolidator

SS&C OATS Consolidator is a broker-neutral compliance process that provides an accurate OATS reporting solution for broker-dealers using multiple trading systems.OATS Consolidator is a full-service compliance solution that encompassed business process exploration, technology implementation, and post-implementation monitoring and support, providing you with worry-free OATS management.

"provides a full range of OATS compliance solutions"

For desks with multiple trading systems, SS&C Tradeware provides the following services:

  • consolidate multiple OATS files into a single OATS submission compliant with FINRA requirements
  • submit OATS reports on your behalf
  • review OATS website daily
  • work with trading system vendors to repair rejects
  • provide you with copies of submitted data
  • keep track of any changes in FINRA requirements

 

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