MoneyWare eCompliance

 MoneyWare eCompliance

MoneyWare eCompliance is equipped with advance technologies to effectively meet challenges and associated risks in diverse areas such as security, privacy, consumer protection, IP, and content governance pertaining to investment and trading activities of employees. It supports a variety of tools and services that promote efficient communication and data transactions, including industry-specific electronic regulatory exchanges and collaborative enterprise applications.

• Ease the compliance departments from the burden of managing paper-based processes
• Makes it easy for employees to complete compliance related tasks, by sending email reminders for submission on deadlines
• It also scrutinizes timely check on the employee trading activities through its robust workflow engine, thus reducing the possible occurrences of non-compliance
• Simplifies the compliance process, therefore helping managers to quickly respond to regulatory requests with electronic reports, increasing confidence that the firm is well managed
• Supports a centralized repository of data and historic audit trail which allow compliance management to quickly identify problems before they become regulatory issues
• Stores all of the data electronically, and makes detailed reports and statements available online

• Cost Effective: By automating MoneyWare eCompliance under a centralized system, external auditors will be able to search and retrieve documents and testing results easily, resulting in savings in billable hours. Automated task assignments, routing, escalation, review, and approval will increase efficiency for the internal compliance team
• Data Security: Operations overhead and workarounds are lessened through use of a single security master file
• Improved retrieval time: Obtaining paper from storage or an archive is typically slower than electronic retrieval of documentation. Along with the improved retrieval time comes the ability to perform searches for similar information
• Scalable: N-tier architecture leverages industry-standard and state-of- the-art technologies to maximize performance, flexibility, and scalability
• Rapid Deployment: Enables rapid implementation of enterprise deployments
• Integration: Easily integrates with existing applications (HR & Intranet Solutions, Active Directory Services) and data sources