âEmbedding rigorous controls that provide intermediaries and customers the tools to comply with the current regulatory requirements is an integral component of any trading technology,â said Stuart Breslow, chief executive officer of ConvergExâs RealTick. âOur delivery of these additional controls gives brokers the assistance they need to remain in compliance with the market access rule and to manage their risk as their clients trade.â
The RealTick solution also provides a highly configurable administrative application to allow broker customers to manage their trading clientsâ pre-trade risk controls, credit and margin limits and to monitor risk in real-time.
â¢ Pre-trade Risk Controls: Price; Trade Size; Trade Frequency; Percent of Portfolio, Aggregate Intraday Cost; and Conflict of Interest
â¢ Short Sale Management: Easy-to-Borrow/Hard-to-Borrow; Short Locate and other short sale options
â¢ Credit and Margin: Requirements, Limits and Restrictions.
RealTick is the industryâs premier global multiâbroker, multiâasset class trading platform. RealTickâs ease of use, unsurpassed flexibility and fully configurable trader experience delivers intuitively integrated analysis, execution and evaluation solutions which provide the opportunity for improved trading performance and investment profitability.