The Consolidated Audit Trail (CAT): Taking a Strategic Approach

14 March 2018 - 14 March 2018
The Consolidated Audit Trail (CAT): Taking a Strategic Approach
Date
14 March 2018
Venue
Webinar
Contact
Cori Beccario
Tel
212-973-6152

 

Summary

 

The U.S. Securities and Exchange Commission’s (SEC) Consolidated Audit Trail (CAT) is the latest effort to increase the transparency of capital markets trading while ensuring competition and fair customer treatment. Similar to many other regulatory efforts, the CAT involves shifting timelines and large changes in technology, operations, and processing flows.

In this webinar we will be discussing:

  • The regulatory reporting journey so far
  • How CAT is different from other reporting regulation
  • Common challenges in meeting CAT requirements and turning them into advantages
  • What to look for in a regulatory reporting solution
  • How CAT reporting can create business value in the long-term