Broadridge Financial Solutions

Broadridge - a global company with $4 billion in revenue - is a leading provider of technology and operations, communications, and data and analytics to financial services firms and corporations.

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From Bots to Products: Transforming Capital Markets with Artificial Intelligence

23rd May 2018

Join Broadridge to hear how capital markets firms are transforming with AI. Our panel of industry leaders from financial institutions, analyst firms, and fintech providers will share their perspectives on the AI market landscape, including where we are today, challenges and opportunities for banks, and what they are doing to take “Bots to...
Whitepaper: the Consolidated Audit Trail

7th February 2018

The U.S. Securities and Exchange Commission’s (SEC) Consolidated Audit Trail (CAT) is the latest effort to increase the transparency of capital markets trading while ensuring competition and fair customer treatment. Similar to many other regulatory efforts, the CAT involves shifting timelines and large changes in technology, operations, and...
Shareholder Rights Directive: Advancing to a state of readiness

17th January 2018

The updated Shareholder Rights Directive (SRD) aims to encourage shareholder engagement in listed companies in Europe and improve the transparency of related processes, including proxy voting. In Shareholder Rights Directive: Advancing to a State of Readiness, we examine the challenges and opportunities related to the introduction of the new SRD...
Broadridge Asset Management Solutions Video Overview

13th December 2017

The future holds amazing opportunities for those equipped to adapt to changing investor preferences, regulatory needs and low returns. See how asset managers can unlock greater potential and engage customers in new ways
Artificial Intelligence in Securities Finance and Collateral Management

29th November 2017

Following numerous hype cycles, artificial intelligence is now gaining widespread adoption with the potential to radically transform many areas of the financial services industry. Our whitepaper covers the following topics: • What are the latest advances in AI in financial services? • Why is this different than previous technological...
Pathways to Profit: Leveraging next generation technology

21st November 2017

Cloud computing, AI and DLT will drive revenue growth and cost-savings opportunities for capital markets firms. While the opportunity to leverage the technology to improve business is clear, financial institutions are concerned that they don’t have sufficient resources and expertise to realize the full potential of the technology. In this white...
Infographic: The Promise Of Transformation

23rd October 2017

How Asset Management Firms are managing increasing complexity and regulation. In today's uncertain regulatory and market environment, business transformation is an imperative. Rising regulatory, vendor and data risk - along with cost and return pressures - mean you need more than "business as usual". By adopting flexible and nimble operational...
eBook: The Road Ahead for Asset Management - The Experts Weigh In

23rd October 2017

While nobody knows the future, insight into trends can help firms understand the constantly transforming asset management world and help them find solutions that can prepare them for growth amidst the changes. “The Road Ahead for Asset Management: The Experts Weigh In,” offers a detailed look at upcoming industry changes. Read it to learn more...
Q&A: Ready to Choose a Transformation Partner?

23rd October 2017

Before you trust your mid- and back-office operations—including finance and accounting—to an outside provider, you must know who you’re dealing with and what to expect. See how your potential partner measures up by asking the right questions (and listening for the right answers). This Q&A, “Ready to Choose a Transformation Partner?” can...
Checklist: Is Your Firm Ready to Future-Proof Operations?

23rd October 2017

Asset management firms face a difficult competitive environment that’s constantly changing. For operations executives, this change provides an opportunity to take their firms’ growth and success to a higher level. Moving to a hosted or managed services operations platform can help many firms successfully meet the challenges they face.