AutoRek is an award winning financial controls software, specialising in automated reconciliations, cash allocations and compliance solutions.

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MiFID II Transaction Reporting & Data Control

17th October 2018

AutoRek can assist you firm with reconciling transaction data across all the G20 Reporting Obligations regimes using a single controls framework that meets the various regulatory requirements and adheres to the individual, jurisdictional data laws.
Video: CASS Credibility

28th August 2018

AutoRek significantly reduces the burden on firms required to meet the regulatory obligation of client asset protection as defined in the FCA CASS Handbook. AutoRek works with existing systems to automate CASS processes, ensuring data accuracy at the most granular level, with the ability to provide real-time management information to the CF10a and...
Video: CASS Governance

16th August 2018

Data integrity and financial controls have a big part to play in CASS governance and firms must be able to understand their data to surface and resolve issues efficiently and effectively. Without the correct CASS governance and oversight framework in place, it is very difficult to achieve CASS compliance. What does governance mean to your firm?...
Regulatory Round Up – July 2018

2nd August 2018

Gillian Boston, Head of Business Consulting at AutoRek, and Michael Ruck, Senior Associate, Pinsent Masons discuss The continued speed of change of regulation and how to be prepared and what new regulation is coming in 2019.
Video: Senior Managers and Certification Regime

1st August 2018

In 2019, the Senior Managers and Certification Regime is expected to come into force changing how people in financial services firms are regulated. The SMCR aims to encourage a culture of staff at all levels taking personal responsibility for their actions and ensure firms clearly understand and can demonstrate where responsibility lies. There is...
Video: CASS Audits

12th July 2018

We are in year 2 of the application of the FRC’s enhanced assurance standard, which finds firms undertaking remedial work to ensure a return to a cleaner audit opinion. Does your firm still rely on manual processes and spreadsheets? Can your firm prove they are in control? Watch our 60 second video to find out why controls should be put in...
The Regulatory Space

6th July 2018

The FRC Assurance Standard covers the work that auditors need to undertake when reporting to the FCA on the compliance by financial services firms with the FCA’s CASS rules. The FCA expect better recordkeeping and record retention to prove controls are in place, operating effectively and that clients are indeed protected. But what does that mean...
AutoRek for Insurance Firms

19th June 2018

AutoRek can help to maintain master data at all stages of the subledger process including; -Recording and monitoring transactions on a policy basis supporting robust reconciliations, exception management and meaningful MI. -Structuring data enabling automatic generation of forms, documents and feeds to other internal systems. -Housing all master...
Solution Literature: AutoRek for Insurers

6th June 2018

AutoRek has been implemented in large insurance companies, delivering transparency of data, good governance and comprehensive audit trails. Key benefits include access to key information in real time, with workflow and case management to enable efficient escalation of issues and discrepancies as they arise. From assigning individual responsibility...
The Challenges of Regulatory Reporting

30th May 2018

AutoRek’s new whitepaper explores several of today’s key regulatory reporting challenges including: • The cost of compliance weighed against regulatory fines and reputational damage; • The Impact and Uncertainty the UK’s Exit from Europe (Brexit) may have on Regulators; • The role and recent decisions of the regulators themselves; and...