AutoRek is an award winning financial controls software, specialising in automated reconciliations, cash allocations and compliance solutions.

Company Resources

Show me:    
AutoRek Solution Literature: Data Management

15th November 2017

AutoRek provides at its core, a powerful data management platform supporting the data collection, consolidation, validation and submission required for compliance with reporting regulations and directives. Our purpose-built solutions are used to improve the quality and efficiency of financial data management, from cost reduction and process...
MiFID II Transaction Reporting: Be in Control

21st September 2017

To fully comply with MiFID II Transaction Reporting, companies have to demonstrate that they have full oversight and control of the full trade life cycle. AutoRek can assist you with complying with the Regulatory Technical Standards (RTS) by creating a control framework that will monitor all trades and escalate issues to the right people both...
CASS Oversight of Third Party Administrators

14th September 2017

AutoRek provides an automated control framework which minimises the need for manual processing of data received from TPAs. Key benefits include: Daily analysis and MI on TPA data Daily validity and integrity checks on TPA outputs Automatic workflow on breaks and exceptions Instant alerts and notifications direct to the TPA ...
AutoRek Survey: MiFID II Transaction Reporting Readiness

19th July 2017

MiFID II Readiness Survey The aim of this survey is to understand: -Levels of confidence to meet the go-live date; -Which ARM, if any, firms have chosen; -Reliance placed on ARM rules engines; and -Transaction Reporting ownership.
AutoRek Solution Literature: Managing Your Financial Controls

14th July 2017

This Solution Paper provides an oversight into how AutoRek can be of assistance to your firm with regards to Financial Control.
AutoRek Solution Literature - How to Meet CASS Requirements

26th April 2017

Separated in two separate chapters for both CASS 6 (Custody Asset Reconciliations) and CASS 7 (Client Money Reconciliations), this paper explains the ways in which AutoRek will: -Perform Internal and External Custody Reconciliations (CASS 6) -Provide a recorded and date stamped Audit Trail -Automate the CMAR and CASS Resolution Pack
FRC and the new CASS Audit Regime: Systems, Controls and Reconciliations

6th April 2017

This paper highlights key considerations that firms are now faced with as part of the new CASS audit regime.
Transaction Reporting – MiFID II and MiFIR Data Challenges

22nd March 2017

This paper focusses on Transaction Reporting and how a robust, automated financial control regime can overcome often manual and complex reporting processes, hence ensuring on-going compliance, including: MiFID II Timeline and the need to prepare now Changes from the existing MiFID I requirements AutoRek's 5 step approach to Transaction Reporting
CASS 7 Client Money - Reconciliations and Reporting

17th March 2017

This whitepaper discusses CASS 7 - Client Money Rules and common issues arising with client money reconciliations and reporting.
CASS 6 Client Assets - Reconciliations and Reporting

17th March 2017

This whitepaper discusses The FCA’s continued focus on the importance of client protection and highlights the need for robust, automated financial control regimes.